📄 Extracted Text (346 words)
On Oct 31, 2018, at 9:13 AM, Mayur Rathod <[email protected]> wrote:
Classification: For Infernal use only
Hi Rich,
Hope all is well.
Following up on the below email sent by Vijay regarding pending rejection items.
Do we have any update on the same.
Thanks & Regards
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Mayur Rathod
KYC Case Representative
Deutsche CIB Centre Private Limited
Wealth Management
Floor 1, 91, OS Centre Mumbai
Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India
Tel.: +
Email:
From: Vijay-A Sawant
Sent: Friday, October 26, 2018 2:37 PM
To: Stewart Oldfield <
Cc: Bradley Gillin < >; Richard larossi • Alka Babu
>; Mayur Rathod < >; Vinita Advani <
Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP
Importance: High
Hi Stewart,
For Hyperion LLC and.) Epstein Virgin Islands Foundation Inc in rejected KYC 01977699, we require the
following items mentioned in red fonts —
(3) Please provide evidence of or a case comment regarding confirmation from the client that the
information on the KYC is still accurate (i.e. ownership structure, signatories, etc. have not changed).
The comment must include the name of the person spoken with and date this conversation occurred.
(The attached internal email does not meet this requirement.) — No material confirmation email was
attached to the KYC but will not suffice as per AFC. They need evidence of client (person) & date
+confirming no material changes.
(4) Operating Agreement for Hyperion Air LLC indicates the company is manager-managed and the initial
manager was Lawrence Visoski. Is he still manager? Please provide evidence of the current management
for this entity. — Please provide evidence confirming if Lawrence Visoski is still the initial manager at
Hyperion Air LLC. We have re-checked the repositories and didn't find anything for this.
(6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J.
Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. — Will need DB Corporate
Resolution for this brokerage account# N46024950
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067468
CONFIDENTIAL SDNY_GM_00213652
EFTA01373344
ℹ️ Document Details
SHA-256
c8bf0f08dffc872fd5d7cdfb394c0f8fec124867285f2843f899224182752edb
Bates Number
EFTA01373344
Dataset
DataSet-10
Document Type
document
Pages
1