EFTA01460957.pdf
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Chip Packard
Managing Director
Deutsche Asset and Wealth Management
345 Park Avenue
New York, NY. 10154
Phone: 1
Mobile: 1
Email:
From: Diego Galan
Sent: Tuesday, April 07, 2015 05:22 PM
To: Chip Packard; Haig Ariyan; Joshua Friedberg
Subject: Concentrated positions [C]
Classification: Confidential
Chip, Haig and Josh,
Following up on last week's discussion, please find attached a list of the concentrated positions for WM Americas clients
— the list includes by office, by banker / CA, by client, by account for accounts with >$10m in a single stock.
The data include Pershing accounts only, as there were no concentrated positions >$10m in State Street.
Let me know if you have any questions.
Best,
Diego
Diego Galan
Head of Strategy Wealth Management Americas
DB Securities Inc
345 Park Avenue. 101540004 New York. NY. USA
Tel.
Mobile
Email diegosialanadb corn
Assistant: Ladle Whitaker
Panicrwfv-Peepron
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122717
CONFIDENTIAL SDNY_GM_00268901
EFTA01460957
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c8d917cb4f50355d63a97d89f315065d0ca1fcd21b9be47e076feb3078992225
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EFTA01460957
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1
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