EFTA01392819.pdf

Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal taw requires all financial institutions to obtain, verify end record information that Identifies es at parson who establishes an account investment or other business relationship with a finenddl Institution. This awns that we will ask for your rerne, address end other information that will allow us to identify you. We may also a* to see Identifying documents such is a certificate of formation or good standing (legal entities) or a assapon or other photo Identification (individuals). 3rd Ell Notice Governmental rules have also broadened the scope of the Bate obligations to aid in thn light against money laundering and tamest financing: these rules eaN for an active involvement of both asset management firms and their clients. For new and existing clients we currently hove a legal obligation to ask oat costumers quemions recanting their idenetts, addmoss. source of funds end, If necessary, legal representatives, authorizedsignatories, beneficial comers or contrnl struotureesnd to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requitemehts require that 'Multi any of the abrwe personal or institutional Inforrnallon change, our dims would be obliged to imrnediendy notify us of the change(s) and provide us with relevant documentation to verify these changes. ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Tents and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the tricen.ot Banking Service. Acknowledgement of Receipt of Privacy Notlos BY signing below. you acknowledge receipt of DBTCAl Privacy Nalco included In the Application Package. Telephone, Facsimile or Email Instructions By sorting below, you agree that from time to time you may give instructions by telephone. facsimEe or e-mail regarding the above captioned account(s) (defined herein as "Verbal Instructions,. k is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of DBTCA, you agree to indemnify and hold firmness DBTCA for any do-no, kisses, expenses, costs or attonneye' fees resulting from DBTCA'e eating upon such rthediderstood and unauthorised Vestal Instructions. You understand that DBTCA may, but shell not be required to, seek verification of your verbal, facsimile or small instructions by call beck. In case of doubt DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pen thereof, without incurring any liability. DBTCA is raider no obligation to execute your Verbal Instructions to transfer funds a securities to any accounts) without written instructions bearing your original signature. Non-U.S. Organizations: Confirmation of Tax and Compliance Reeponslbilites You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting dudes applicable to it in any relevant Jurisdictions that may arise In connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Furthermore, YOU confirm that the necessary information (to the beet of your knowledge and capablities) is made available no its than annually to the relevant beneficiai owner(s), methods), beneticiary(ies), panned*. etc., to enable himilierithem to fulfill any respective tax obligations that may arise for himrherfthem in connection with your business relationship with 0BTCA. Please corns:date and attach sewn, W-8 or W-9 documentation as applicable! Terms and Conditions and Representations By signing below, you seknowledge receipt et the Tea and Conditions for Deposit Accounts attached to this Application end agree to he bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Apblicetion. You represent and warrant that ell of the information provided try you on this Application is accurate. The Terms and Conditions for Deposit Acooums am strieect to change. 2 Wh4134571 15524 0721313 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098088 CONFIDENTIAL SDNY_GM_00244272 EFTA01392819