EFTA01421080.pdf

Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian ; Liam Osullivan Subject: Re: trading meeting [C] ok enjoy your time off can you also send aug 31 statements before you leave if ready .. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor EFTA01421080 On Aug 28, 2017, at 12:55 PM, Vahe Stepanian cz > wrote: Classification: Confidential Sounds good. I'm going to be out of office Sept. 5-17, so please make sure to include Stew and Liam in case you have questions. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 12:52 PM To: Vahe Stepanian < Liam Osullivan u jec : : ra ing meeting [C] received and will send back middle of September once our consultant begins EFTA01421081 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor On Aug 25, 2017, at 3:04 PM, Vahe Stepanian a wrote: Classification: Confidential Rich — please find attached the paperwork to grant your new hire trading authorization on the existing brokerage accounts. For all of the accounts other than the HE personal account — the "Trading Authorization Limited" form should be completed. For only the HE personal account — the POA should be completed, and we suggest checking off as "limited" power of attorney if only granting trading authority (vs. full POA, which would allow him to also transfer assets out of the account). Both forms have sections for name, legal address, DOB, and EFTA01421082 SSN. Our compliance mandates that the forms should be completed using your new hire's personal address on the forms (i.e. not his office address). In addition, we will need a government issued (non-expired) photo ID. I'm CC'ing my colleague Liam here who will help on the documentation side. Please let us know if you have questions. Have a great weekend. Best, Vahe From: Stewart Oldfield Sent: Friday, August 25, 2017 11:18 AM To: Richard Kahn Cc: Vahe Stepanian Subject: RE: trading meeting EFTA01421083 Vahe - Can you help Rich with those docs? Rich — will look at week of the 18th and be back Thanks From: Richard Kahn [mailto: Sent: Friday, August 25, 2017 11:07 AM To: Stewart Oldfield ‹ > Subject: Re: trading meeting i just found out that our new hire will be out that week...drama continues... can we target the week of september 18th? EFTA01421084 also can you send us trading authority docs on all brokerage accounts so that we can add our new hire thank you On Aug 25, 2017, at 10:34 AM, Stewart Oldfield wrote: Any luck with 9/14 or 9/15? Thanks From: Stewart Oldfield Sent: Tuesday, August 22, 2017 5:24 PM To: 'Richard Kahn' a> Subject: RE: trading meeting EFTA01421085 Sorry, forgot that we have a global offsite in London the week of the 5th that a lot of people will be at. Then I'm out the llth-13th at the DB Technology conference (let me know if you want to join in Las Vegas . . .) Can we try for the 14th or 15th? Thanks From: Richard Kahn [mailto: Sent: Tuesday, August 22, 2017 3:59 PM To: Stewart Oldfield ‹ > Subject: Re: trading meeting hope your summer has been going well would love to chat and catch up.. looking at sep 5 / 6 / 7 for trading meeting EFTA01421086 might any of those dates work for your team? please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 24, 2017, at 2:48 PM, Stewart Oldfield ‹ > wrote: EFTA01421087 8/10 at 10am at our office Dan Kaiser — US head of Key Client Partners Xavier Avila — Latam head of Key Client Partners (will add to any discussion about EM trading) Martin Zeman — KCP head of trading I will be there as well, along with either Matt Glassman or Vahe on the KCP coverage side. EFTA01421088 From: Richard Kahn [mailto: Sent: Monday, July 24, 2017 1:17 PM To: Stewart Oldfield e > Subject: Re: trading meeting please confirm when date is firm along with individuals we will be meeting thanks EFTA01421089 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 20, 2017, at 2:35 PM, Stewart Oldfield ‹ > wrote: I think 8/10 at 10am works for us EFTA01421090 From: Richard Kahn [mailto: Sent: Wednesday, July 19, 2017 11:23 AM To: Stewart Oldfield ‹ > Subject: Re: trading meeting can we move apt to 8/9 or 8/10 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 EFTA01421091 On Jul 13, 2017, at 10:17 AM, Stewart Oldfield wrote: Confirmed for the morning of 8/8. Aiming for 10am in our office. You'll meet the whole gang. In other news, I went running this morning. It was brutal outside. EFTA01421092 Thanks! From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 9:09 PM To: Stewart Oldfield e > Subject: Re: trading meeting 9 or 10am EFTA01421093 thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 12, 2017, at 6:34 PM, Stewart Oldfield c > wrote: EFTA01421094 Lemme check and come back to you tmw. Any time preference? From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 6:21 PM To: Stewart Oldfield Subject: Re: trading meeting EFTA01421095 how is 8/8? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 EFTA01421096 On Jul 12, 2017, at 4:50 PM, Stewart Oldfield wrote: 8/3 doesn't work on our side unfortunately. What's the next date 8/7 or later that works for you? Thanks EFTA01421097 From: Richard Kahn [mailto: Sent: Wednesday, July 12, 2017 4:48 PM To: Stewart Oldfield Subject: Re: trading meeting 8/3 is best for us EFTA01421098 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 11, 2017, at 2:25 PM, Stewart Oldfield c > wrote: EFTA01421099 Turns out our new head of trading starts on July 31. Makes sense to wait and include him I think. Can we do morning of 7/31 or 8/1 or any time the following week? Thanks EFTA01421100 From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 1:17 PM To: Stewart Oldfield e > Subject: Re: trading meeting 9am Richard Kahn EFTA01421101 HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 11, 2017, at 12:56 PM, Stewart Oldfield a wrote: EFTA01421102 Will check. How much earlier on the 25th? From: Richard Kahn [mailto: Sent: Tuesday, July 11, 2017 11:57 AM To: Stewart Oldfield Subject: Re: trading meeting EFTA01421103 can we do same time on the 24th or earlier on the 25th? please advise thanks EFTA01421104 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 On Jul 10, 2017, at 4:03 PM, Stewart Oldfield c > wrote: EFTA01421105 That works. Can confirm details later next week. Thanks From: Richard Kahn [mailto: Sent: Friday, July 07, 2017 6:20 PM To: Stewart Oldfield e > Subject: Re: trading meeting EFTA01421106 Tuesday 25th 11am works. Thanks EFTA01421107 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 EFTA01421108 On Jul 7, 2017, at 12:04 PM, Stewart Oldfield a wrote: Rich, EFTA01421109 Looks like we're generally open the week of the 24th to meet with you and your new trader. Let me know whether you have any time/date constraints and I will set it up. Thanks EFTA01421110 <image001.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 blackberry Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01421111 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. 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EFTA01421114 If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. 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Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <WM168335 Trading_AuthorizationLimited_Form_112516 Interactive FINAL.PDF><W- M167648 PUA DBSI US 031616 Fields Final.pdf> This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and EFTA01421118 regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01421119