EFTA01453565.pdf

e an raup 02Apt 2014 SOUTHFPN PINANCiAL, LLC Page 2 0(2 Request les of 132 Apr 14 Dadochs Bark AO SOUTHERN FINANCIAL, LW RCA:Ploys Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FxEurcC,l 21-Nor-2013 20-Nov2014 25-Noy-2014 II .00D 090 Cr.t, USD 101.090.000 JPY SHORT EUROPEAN CALL 1010000 Sr ?Z.) 41:!? FINANCIAL. LLC SOUTHERN FXOneBadOneT 21-Not-2013 20-Nor-2014 25-Nor-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 10.48628 FINANCIAL. LLC oithOpt SOUTHERN FXOneSarOneT 21-Nor-2013 20-Nov2014 25-Nor-2014 (21ff COI USD 0 JPY LONG EUROPEAN 0.0000 8,785.17 FINANCIAL. LLC ouch0p1 SOUTHERN EXOnegadOneT 21-Noy-2013 20-Noy-2014 25-Noy-2014 (21.000 WI USD 0 PT LONG EtRCPEAN 0.0000 7.30929 FINANCIAL. LLC =POO SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.9C0.0030:) USD 1.025.000.000 SY SHORT EUROPEAN CALL 1025000 I.164.924 ®Ii FINANCIAL. ILO SOUTHERN FXD9Ialept 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,003.0(000) USD SHORT ELRCPEAN CALL 37 5950 (1612063) FINANCIAL, LLC Subtotal: ;1-^ 3K3::: Conoodbes - Wats ill Long! Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar.2014 15)May-2014 22)May-20I 4 LONG EUROPEAN WTI 100.000 00 USD 00000 pi1.0i ) LLC Derivative Subtotal: i.%1 3. „ ., Total: (280,469.30) Statement ID The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111237 CONFIDENTIAL SDNY_GM_00257421 EFTA01453565