EFTA01461118.pdf

Important Disclosures for Your Records Deutsche Bank Seconds' Inc. - 138S1- is furnishing this document to you to alert you to Important matters regarding your account. Securities Investor Protection Corporation {- SIPC) DEIS1 provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cat the SIPC public information number 201-371-8300. Client will refer to the Annual Disclosure Statement, at hdpl/www.pwm.db.0om7 americes/eniennualdisclostasstatement.html for additional information regarding SIPC and excess of SIPC coverage. Payment for Order Flow From time to time. DBSI receives payment when it routes for execution some orders in certain securities The determination as to where to route orders is based on several factors subject to the overriding consideration that Clients receive best execution. An orders for which D8SI receives payment ere exposed 10 the possibility of price improvement. so that all such orders potentially can be executed at prices superior to the best bid or best offer. When received, payment is in the form of rebates, or credits against exchange lees and specialist fees. Details wig be furnished upon written request. t3.AWM-0279 036420.031214 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122957 CONFIDENTIAL SONY GM_00269141 EFTA01461118