EFTA01433746.pdf

Subject: RE: RIN From: Vahe Stepanian ‹ > Date: Wed, 16 May 2018 10:07:43 -0400 To: Paul Barrett Cc: Stewart Oldfield Good Morning Paul — I just wanted to provide a quick update here. DWS has set a first close date for RIN II on June 14th, therefore they are aiming to pull together documentation and KYC information (ideally) by next week. I know you're looking at this amongst other opportunities — but I think from your perspective the next step would be to come in for a meeting with the PM team, regardless if you'd want to participate in the first close or a subsequent close. Let us know what you think. Thank you, Vahe From: Paul Barrett [mailto: Sent: Wednesday, May 09, 2018 3:01 PM To: Vahe Stepanian Cc: Stewart Oldfield Subject: RE: RIN I am still looking at it. JE is very focused on liquidity right now so trying to balance things. Paul Barrett Alpha Group Capital LLC New York, NY 10019 EFTA01433746 From: Vahe Stepanian ‹ > Sent: Wednesday, Ma 09, 2018 1:10 PM To: Paul Barrett Cc: Stewart Oldfield Subject: RIN Hi Paul — I just wanted to check in on where you stand as it relates to RIN? The team expects a first close within the next 30 days and we're seeing traction amongst a handful of our other clients. As a next step — I wanted to offer up an in person meeting here at our offices with the PMs. Let me know if that is of interest and I'll work to get it set up. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. Mobi Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. EFTA01433747 Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01433748