EFTA01461547.pdf

From: Tazia Smith Sent: 4/16/2014 11:45:53 AM To: jeevacation@gmailcom CC: Nay Gupta ; Paul Morris Vahe Stepanian Vinit Sahni I Subject: Re: Biotech Update... note bounce in Foundation Medine on withdrawal of prior secondary offering ICI Attachments: pic12075.gif; pic19160.gif; pic29518.gif; pic31270.gif; pic19683.gif; pic09998.gif; pic18646.gif; pic07257.gif; pic23083.gif classification: confidential Jeffrey - uptick in Biotech today ahead of earnings for the big caps (biogen, gi 1 ead , cel gene) next week. Your positions below with P/L. Please note that your Foundation Medicine has really bounced off it's recent lows of 4-424 (chart below); yesterday the company withdrew a prior filing for a 4150mm secondary offering. we break out Ariad because it is more m&A driven at this point than sector beta. (Embedded image moved to file: pic12075.gif) (Embedded image moved to file: pic19160.gif) From: Tazi a smi th/db/dbcom To: [email protected], Cc: Paul Morris, vahe stepanian/db/dbcom@DBAmeri cas, Nay Dupta/db/dbcom@DBEMEA, Vinit Sahni/db/dbcorra rD illi 1.cam Date: 04/02/2014 03:42 PM subject: Biotech update... [c] classification: confidential Jeffrey - Biotech forming a base to some extent (strong market backdrop, clearly) you're up 5906k on your basket excluding the Ariad (outlier due to MIA prospects vs. group drivers) 1-mo price history charts below. (Embedded image moved to file: pic29518.gif) SGMO lmo Pri ce Hi story (Embedded image moved to file: pi c31270.gi f) BII8 lmo Price History (Embedded image moved to file: pi c19683.gi f) GILD lmo Price History (Embedded image moved to file: pi c09998.gi f) FM/ Imo Price History (Embedded image moved to file: pi c18646.gi f) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 123671 CONFIDENTIAL SDNY_GM_00269855 EFTA01461547