EFTA01368395.pdf

4. Will Client's swaps be subject to control by another entity? • ❑ YES M NO If yes, then please provide the following information reganling such entity. Leval Name: al vIsidass • 5. ELIGIBLE CONTRACT PARTICIPANT ("ECP") QUESTIONNAIRE (Capitalized terms usedIn this Questionnaire are defined in the attached Glossy) Please check all that appip Client is MOM for its 0lsta accotga and is: it an imestrnent Company ❑ a Commodity Pool ECP vie a Large Entity ECP ❑ a Fledging Entity ECP ❑ an Eligible Individual ECP • a Hedging Individual ECP 6. FINANCIAL ENTITY QUESTIONNAIRE (Capitalized tennsnsedin this Questionnaire a•e defined in the attached Glossary) Client is (please cheek all that apply): ❑ aCommodity Pool ❑ a Private Fund ❑ an Active rend • a person prodominantly engaged in activities that are in die business of banking. or in activities that are financial in nature, as defined in Section 4(k) of the Bank Holding Company Act. Please describe: 7. SPECIAL ENTITY QUESTIONNAIRE (Capitalised terms used in this Questionnaire are defined in the attached Glossary) Client is (please check dl that apply): El a US Federal agency; ❑ a US State, US Slate agency, city, county, municipality, or other political subdivision of a US Sling ❑ an ERISA Special Entity: 41134911 PART B —PAGE 17 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0060121 CONFIDENTIAL SONY GM_00206305 EFTA01368395