EFTA01360598.pdf

KYC Print Page 9 of 10 I M. Case Comments No records to display. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) 9/4/2013 Paul Morris Office Director/Business Head: Brian M. Biggar (Signature) 9/4/2013 Brian M. Biggar Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) Janice Rankin Janice Franklin 9/6/2013 Gwen Hill Gwen Hill 9/6/2013 IATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Signature) (GMTH)/Sub-Market Team Head (SMTH): AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth https://nail.salesforce.com/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/20/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0049049 CONFIDENTIAL SDNY_GM_00195233 EFTA01360598