EFTA01374865.pdf

From: Stewart Oldfield Sent: 9/5/2018 10:30:52 AM To: Vijay-A Sawant CC: Richard larossi Mayur Rathod ; Bradley Gillin Subject: Re: 2018 Periodic Review of High Risked Accounts i, Butterfly Trust (GaS#486426) and Neptune, LLC (GCISB487264) under the SOUTHERN FINANCIAL RELATIONSHIP [IJ Great, thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Sep 5, 2018, at 9:34 AM, Vijay-A Sawant < MII> wrote: Many thanks Stewart!! Just wanted to remind you that KYC Case#01977700 also requires your review and submission to AML as per attached email. This case has 2 other accounts, so we will have 5 high risked accounts submitted today. © Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche GB Centre Private Limited - Deutsche Bank Group Wealth Management 91, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063, India From: Stewart Oldfield Sent: Wednesday, September 05, 2018 6:45 PM To: Vijay-A Sawant < Cc: Richard larossi < >; Mayur Rathod >: Bradley Gillin Subject: Re: 2018 Periodic Review of High Risked Accounts Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [II CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069799 CONFIDENTIAL SDNY_GM_00215983 EFTA01374865