📄 Extracted Text (241 words)
From: Delores Rubin
Sent: 5/24/2017 8:32:14 AM
To: Tazia Smith I I; Richard Kahn
CC: Stewart 0ldfield [email protected]; Vahe Stepanian =Glassman
• Davide•A Sferrazza
Subject: RE: Rothschild [C)
Classification: Confidential
Good Morning Richard,
Very little activity so far today on Rothschild.
Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something
to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care,
but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller.
DB would be happy to work an order for you using all of our institutional capabilities.
Thank you.
Best regards,
Delores Rubin
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue 10154-0004 New York, NY, USA
Email
From: Tazia Smith
Sent: Tuesday, May 23, 2017 2:41PM
To: Richard Kahn
Cc: Delores Rubin < >; Stewart Oldfield < ; Vahe Stepanian
=Glassman ; Davide-A Sferrazza
Subject: RE: Rothschild [C)
Classification: Confidential
Thanks Rich.
No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get
a two-way in front of you.
Understand no trade.
Best,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069267
CONFIDENTIAL SDNY_GM_00215451
EFTA01374543
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