EFTA01392928.pdf

Investment Experience of Account Owner(s) Yea! i ., St Average Average Size et Average Site in Tyres PECV1rA;S reed's Per yea, haeas m S Snems Convect; Eimeiefx.a ODTICeift 1988 10 $1,000,000.00 1,000 V Covered Can Writing V Pin/lased OPItfins &aunts 1988 10 51,000,000.00 1,000 V Opthm $u'ssds rue(' (worry 1988 10 $1,000,000.00 1,000 V Uncovered Put Witting ✓ u•iarien re Call Wring Coemcociesana P.nunts 1988 10 $1,000,000.00 1,000 . . ' Now) Esvnange Traded Funds tErFs) 1988 10 $1,000,000.00 1,000 Astemtio; to-Jesters:Its plods, Ftwies $1,000,000.00 1,000 a,ivale Ecu et/ 1988 10 Option Objectives (check ALL that apply) ✓ ifv,"..rie (covered call writing) V Portfolio Protection (protecOve tat •0; Speculation (option buying. spreads and uncovered writing) Client(s) Strategy Requests (Please check au many of the following strategies sought to be employed) V. 1. Covered Call Writing Moderate litidt. Calls hilly covered by tmderiying stuck. Stock may be called at any time or at expiration, rogue, ing owner to sell at strike price. le 2. Purchasing Options Involves Subatamiat Risk. Entire premium is at risk. Prolit or loss usually determined by selling position. If position is not dosed or exercised by expiration ditte options will expire worthless V 3. Option Spreads—Margin account required. Involves Substantial Risk. In arkinion to risk of thaehasing puts or cat if loco skle is closed out. terwirui only a Short position. the financial risk becomes unlimited. Option assignments require purchase of the underlying star* in the open market to effect deliveiy to purchaser of option. W. 4. Unaware(' Put Writing—Margin account and spinal statement for uncovered option writers required. Involves Substantial Risk- If assigned, the client must purchase the underlying stock at the strike prim which may be substantially higher than the then.current market ;rice V, 5. Uncovered Call Writing—Margin th-aatifil erd tAatenwrit for Lett:Metred whorl writers reguirwi. Involves Substannie Risk Writing uncovered calls involves unlineted Financial risk. Option assignments require purchase of the underlying stock in open market to effect delivery to purchaser of %eke:. hit lead and oi star at the middensanti slyulations on the reverse side of this form in regaid to trading in options and represent that tracings opti Jo suitable in ht of my investment objectivos. financial siluati(xt risk tolerance and knowledge I herelwaanfim that lam tha iource ' and atte:4 to the limy of the above infornmition and authorize Deutsche Bank Satigitkis inn,. (OBSI) to verify tin rennisentation contaiedt in. at its disa . I wit promptly notify DB51, in writing. of anymatedalrlange in the above-stated intn?utiort i Kkiewelec, that I may a' tan option Jane) corporation prospectus upon regi.tist- have received Opt ras Doming Corporation Disclosure Carianent entitled Tharacteriirics and Rk.,s of Stand:we:zed Options." Signature Sianatiee t4 i int Name elate WM/OD/WM Print Name Date (AINDONYYY) M 10 I k 1 19 6 474re Artamt S4me.sie CAis .t" r 11A ..2-.01VNA . Print Clittat Advisor Name ADP Amway.' Signature Print Hang MAISSIES 010721.051.03S CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098247 CONFIDENTIAL SDNY_GM_00244431 EFTA01392928