EFTA01422114.pdf

Subject: RE: SOF IV names [I] [C] From: Nathaniel Morgan Date: Tue, 01 May 2018 18:09:59 -0400 To: Stewart Oldfield Cc: Andrew King William-M Finn Classification: Confidential Thanks for the time on the phone Stew. We've got all that we need and will get rolling on the AIS requests. From: Nathaniel Morgan Sent: Tuesday, May 01, 2018 5:52 PM To: Stewart Oldfield Cc: Andrew King William -M Finn ‹ > Subject: RE: SOF IV names [I] [C] Classification: Confidential Hi Stew, I've attached the form for the clients in red. Since everyone appears to be in DB force, we don't need the addresses and all that jazz. Just need the standard Suitability/Asset Allocation info, as well as phone #'s and emails if you have them. Thanks, Nate Name AIS Info on File Aspen Grove EFTA01422114 Yes Bright Yes Dimensional Yes Dorrance Yes Epstein/Southern Financial Yes Everwatch Yes Forrestal Yes Georgetown Yes Gerschel Yes Highlander Yes Yes EFTA01422115 Ironsides Yes Nicholas Yes Shamrock Yes Slome Yes Third Lake Yes Tisch Yes Warren Yes BBR No Ford No Pacific Life No EFTA01422116 Willett No Annandale No EFTA01422117