EFTA01384802.pdf

From: Stewart OldfieId Sent: Wednesday. To: Vijay-A Sawant Cc: Bradley Gilli Richard larossi Subject: Southern mancia Vijay, Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we arc still waiting on COGS for Impels and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks OIL Stewart Oldfield, CFA, CAM Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085328 CONFIDENTIAL SONY GM_00231512 EFTA01384802