EFTA02616569.pdf

From: Paul Barrett Sent: Thursday, September 21, 2017 3:24 PM To: jeffrey E. Cc: Richard Kahn Subject: Cleaning up positions Jeffrey I would like to sell the following positions. I eith=r have no view or a negative view on the companies. Please let me know if =ou would like to keep any of the positions. Trade Date Asset Description Quantity Cost Last Price Current Value Gain/(Loss) 4/13/15 ALLIANZ SE-=PON ADR 5,00= 18.01 22.20 $111,000 $20,944 1/16/01 ASCENA RETA=L GROUP INC 70,500 1 EFTA_R1_01817323 EFTA02616569  21.28 2.07 $145,935 -$1,354,065 4/20/15 ADVERUM BIO=ECHNOLOGIES INC 10,000 39.86 3.33 $33,250 -$365,356 2/1/17 BIOVERATIV =NC 1,047 19.34 56.42 $59,072 $38,818 6/10/15 DISH NETWOR= CORP-A 5,00= 73.00 53.30 $266,500 -$98,478 1/16/14 2 EFTA_R1_01817324 EFTA02616570 FOUNDATION =EDICINE INC 49,830 25.39 38.65 $1,925,930 $660,893 6/10/15 GLAXOSMITHK=INE PLC-SPON ADR 5,00= 43.00 40.28 $201,400 -$13,606 5/28/13 SANGAMO THE=APEUTICS INC 50,000 8.44 14.40 $720,000 $297,786 3/31/15 WISDOMTREE =NVESTMENTS INC 15000 21.61 8.99 $134,850 3 EFTA_R1_01817325 EFTA02616571 -$189,308 9/23/16 SEQUENTIAL =RANDS GROUP INC 50,000 8.04 = 2.80 $140,000 -$262,134 I am going to top VW up to $1MM - currently we=have - $170K. Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor,=New York, NY 10019 c) <=p> <mailto 4 EFTA_R1_01817326 EFTA02616572