📄 Extracted Text (422 words)
Deutsche Bank
Deutsche Bank Securities Inc
60 Wall Street
New York, New York 10005
[Attendee contact information]1
EVENT ATTENDEE ACKNOWLEDGEMENT
You have been invited to the [event description] (the 'Event) [arranged/sponsored/organized] by Deutsche
Bank Securities Inc. ("DBSI-). By registering for the Event, you acknowledge and agree that:
To the extent DBSI provides you with information or materials relating to the participants and/or topics
relevant to the Event:
(a) such materials are for informational purposes only, do not constitute an offer or a solicitation of an
offer to buy or sell any securities or other investment, do not constitute investment advice to
purchase or sell any security or other investment and do not establish an investment management,
fiduciary or agency relationship between you and DBSI;
(b) such materials are prepared and provided by the participants and may not have been reviewed by
a regulatory authority or DBSI to ensure their accuracy, adequacy or completeness and DBSI
makes no representation, warranty or guarantee in relation to such materials; and
(c) such materials and information may be subject to copyright or other intellectual property rights
under applicable law and shall be treated as confidential, and you agree not to disclose, reproduce
or distribute any such materials without our prior written consent.
With regard to the Event:
(a) any investment products that may be discussed at the Event may not have been registered or
qualified with, nor approved or disapproved by, the Securities and Exchange Commission, the
Commodity Futures Trading Commission or any other regulatory authority;
(b) DBSI is not providing any legal, tax, investment or other form of advice (or otherwise acting as your
advisor);
(c) DBSI is not responsible for determining whether investment in any financial product is suitable or
consistent with your investment objectives, financial circumstances, constitutional documents or
any restrictions to which you are subject;
(d) you will obtain your own independent legal, tax or financial advice in relation to the Event and are
solely responsible for any investment decision you make following your attendance at the Event;
(e) the participants may include one or more clients of DBSI who may compensate DBSI in connection
with other activities or services; and
the Event may be recorded, and you consent to be recorded and to the reproduction, editing,
publication, distribution or other use by DBSI of your name, photograph, likeness, voice, and
To discuss with business and compliance: How will attendee information be captured? Ideally electronic form
fields would work.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068917
CONFIDENTIAL SDNY_GM_00215101
EFTA01374293
ℹ️ Document Details
SHA-256
cb4ab504b6cd65bd4a424892d46ba278ed785b28892d93dd4eafc5ee5da8c52f
Bates Number
EFTA01374293
Dataset
DataSet-10
Document Type
document
Pages
1