EFTA01455096.pdf

I PT.: e an 08Aug 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 h. As of 08 Aug 14 Deulths Bat AO SOUTHERN RNANCIAL, LW PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21-Noo-2013 20410%42014 25.11ov.2014 (LOCO CO3 CV, USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 ;'8 8:7, 26? 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 PT LONG EUICPEAN 0.0000 8.38852 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN FXOne8arOneT 21-Nov.2013 2011ov2014 25-Nov-2014 (21.030 COI USD 0 PT LONG EUROPEAN 0.0000 5.73592 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25-Nov-2014 (21.01XI061 USD 0 PY LONG EtPCPEAN 0.0000 3,89993 710423465 FINANCIAL. LLC ouchOpt 407339131/ SOUTHERN FifuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USD SHORT ELFICPEAN PUT 1 3450 ;9163729) 806424249 FINANCIAL. LLC 40733913V SOUTHERN ExEuroCcil 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,08000000 EUR (13.800,000.00) LSD LONG ELRCPEAN CALL 13860 1,42387 806424264 FiNANCIAL.LLC Subtotal: ic0 5.fi 3 ! Igat (90562.31) Statement ID : 182298_20140808_20140811_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113624 CONFIDENTIAL SDNY_GM_00259808 EFTA01455096