EFTA01368705.pdf

Deutsche Bank Compliance Total" ii %of lot %of s Oa %of Aug. credit per account lead. aCCOvab 4Ccouols accouMt AMMO% 40CouMS accounts Mounts Week %Wok Avg. out vn re per account immoral with only lout wire rota out with lout with 1 out with m 3 mth m 3 with m 4 with to 4 & ann. 414 wires woe I woe outwit" outvote outwore out we Vol Amt Vol Amt I 1262 9461 74% 120 9% 52 12018710749 5 1.068.015.14 4.81%90476 $ 237317052 2 746 543 73%. 72 10% 42 6% 2 2.6093%973 51198508.'75 693664356 S 1778.03025 3 891 658J 74%i 87 10% 44 5% 3 1411856745 5 5413.01559 Ct 3%14163 5 1.331.247.10 4 1098 844 774: % 9% 46 4 108//67923 $ 551.31662 541732283 $ 1.344.475.38 5 1293 937 72%8 119 9% 66 5% S 2186181748 $ 697.106.64 5.01404491 $ 1.493.687.15 6 779 581 75%] 70 9% 40 5% 6 2.172015404 5 492.138.62 56111/11/ $ 1,352,728.23 7 857 71 8% 41 7 2.35705%1 5 802,327.39 651/84834 5 1.986.868.90 6461 8 697 5121 75% 68 10% 40 6% 8 2.490674319 5 611.056.31 693714266 5 1384.16183 9 1340 946 72% 159 12% 78 8% 9 2.207462687 $ 743.06/65 5.1065%% $ 1993.474.61 10 764 559 7314 69 9% 43 6% 10 2.X43115183 51205.894% 550243902 5 2488.612.07 11 972 699 72% 82 8% 53 5% 11 2.111111111 51.061.751.63 4.956043% 5 1412.721.56 12 812 592 73% 83 10% 45 6% 12 21%098622 $ 981161.16 5.1818/818 5 2.633.745.34 LS 1114 813 71% 118 10% 67 5% 13 2.091531469 5 883.862.17 4.77%5619 5 193.851.11 wimp 974.92301 714.30768 73% 93.3070/ 10% 50.15365 5% wear 2.221210103 S 832,093.67 5.64150/36 S 2,036,137.39 On average, 975 Pr'vate Bank accoun s send outgoing wires every week. About 73% of those accounts (-714) of those accounts sent only 1 outgoing wire per week. About 93 accounts per week (9%) have 3 or more outgoing wires and roughly 50 accounts per week (5%) have 4 or more outgoing transfers. The average PWM account with outgoing wires has 2 of these transactions per week and the average size of the transaction is $416,046.83 ($882,093.67/2). RECOMMENDATION No changes recommended. Current parameters are sufficient. http://compliance.intranet.db.com// 31 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060612 CONFIDENTIAL SDNY_GM_00206796 EFTA01368705