📄 Extracted Text (14,270 words)
GHISLAINE MAXWELL
EFTA01565740
EFTA01565741
For the Period 5/1/13 to 5/31/13
Account Summary
Account
Number
Investment Account(s)
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
i
Total Value
1
Beginning Net
Market Value
10,618,191.17
430.00
1,559,621.45
1,024,348.47
1,007,691.20
$14,210,282.29
Ending Net
Market Value
4,372,206.93
430.00
1,530,954.87
1,014,590.11
1,005,088.83
$7,923,270.74
This account summary is provided for informational purposes and includes
assets at different entities.
(1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit
Insurance Corporation ("FDIC"), except for exchangelisted
options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions are generally cleared through
JPMCC, a wholly owned subsidiary of 3PMS. Please see
"Additional Information About Your Accounts" at the end of the Asset Account
Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio Activity
Detail". Such transactions are cleared and carried through JPMCC.
Please see disclosures located at the end of this statement package for
important information relating to each 3.P.Morgan account(s).
EFTA01565742
Change
In Value
(6,245,984.24)
0.00
(28,666.58)
(9,758.36)
(2,602.37)
($6,287,011.55)
Start on
Page
4
32
37
51
65
0000035389.00.0.9E.00001.MAXWE04.20130604
Consolidated Statement Page 1
EFTA01565743
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01565744
For the Period 5/1/13 to 5/31/13
Consolidated Summary
INVESTMENT ACCOUNTS
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
2,357,094.16
649,357.66
11,012,714.00
157,864.00
$14,177,029.82
33,252.47
$14,210,282.29
Ending
Market Value
2,331,674.74
640,828.97
4,764,623.42
152,118.61
$7,889,245.74
34,025.00
$7,923,270.74
Change
In Value
(25,419.42)
(8,528.69)
(6,248,090.58)
(5,745.39)
($6,287,784.08)
772.53
($6,287,011.55)
Estimated
100,447.10
12,191.54
96,667.64
Current
Annual Income Allocation
30%
8%
Cash &
60%
2%
$209,306.28
100%
EFTA01565745
Equity
Alternative
Assets
Fixed Income
Asset Allocation
Other
Current
Portfolio Activity
Beginning Market Value
Net Contributions/Withdrawals
Income & Distributions
Change in Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
14,177,029.82
(327,016.65)
20,534.86
(5,981,302.29)
$7,889,245.74
34,025.00
$7,923,270.74
Year-to-Date
Value
8,349,688.16
(1,387,875.06)
73,519.33
853,913.31
$7,889,245.74
34,025.00
$7,923,270.74
This Consolidated Summary shows all of your investments at J.P. Morgan other
than investments we hold in trust for you. These investments may be held in
custody or investment
management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a
brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC").
Brokerage and margin accounts are
non-discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel take discretion over any client accounts.
Such advice and services are provided exclusively by the Bank.
Consolidated Statement Page 2
EFTA01565746
For the Period 5/1/13 to 5/31/13
Consolidated Summary
INVESTMENT ACCOUNT(S) YEAR-TO-DATE
Portfolio Activity
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Tax Summary
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Account
Number
Account
i
Number
Beginning
Market Value
8,349,258.16
430.00
0.00
0.00
0.00
$8,349,688.16
Taxable
Income
37,116.42
17,209.42
9,589.71
6,640.81
$70,556.36
Net Contributions/
Withdrawals
(4,881,304.19)
1,495,825.67
998,715.45
998,888.01
($1,387,875.06)
EFTA01565747
Tax-Exempt
Income
2,962.97
(287.64)
51.73
$2,962.97
'Unrealized Gain/Loss represents data from the time of account inception to
the current statement period.
($235.91)
Other Income
& Receipts
Income &
Distributions
40,079.39
17,209.42
9,589.71
6,640.81
$73,519.33
Change in
Investment Value
840,538.54
8,575.40
5,990.72
(1,191.35)
$853,913.31
Realized Gain/Loss
Short-term
Long-term
(53,822.40)
4.44
Ending Market Value
with Accruals
4,372,206.93
430.00
1,530,954.87
1,014,590.11
1,005,088.83
$7,923,270.74
Unrealized
Gain/Loss'
(30,174.82)
8,858.60
5,938.99
(1,191.35)
($53,817.96)
($16,568.58)
CONTINUED
Consolidated Statement Page 3
EFTA01565748
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 5/1/13 to 5/31/13
Asset Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Page
2
5
8
9
15
17
Account Page 1 of 28
Consolidated Statement Page 4
EFTA01565749
GHISLAINE MAXWELL
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
723,327.40
70,310.77
9,641,596.31
157,864.00
$10,593,098.48
25,092.69
$10,618,191.17
Ending
Market Value
729,527.64
66,395.85
3,400,529.80
152,118.61
$4,348,571.90
23,635.03
$4,372,206.93
Current
Portfolio Activity
Beginning Market Value
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
10,593,098.48
(268.54)
1,308,253.29
(1,633,528.96)
($325,544.21)
6,533.59
(5,925,515.96)
$4,348,571.90
23,635.03
$4,372,206.93
EFTA01565750
Change
In Value
6,200.24
(3,914.92)
(6,241,066.51)
(5,745.39)
($6,244,526.58)
(1,457.66)
($6,245,984.24)
Year-to-Date
Value
8,349,258.16
(4,001,156.64)
6,299,937.54
(7,180,085.09)
($4,881,304.19)
40,079.39
840,538.54
$4,348,571.90
23,635.03
$4,372,206.93
44,061.41
$89,783.24
Estimated
45,721.83
Current
Annual Income Allocation
18%
2%
77%
3%
100%
Equity
Cash &
Fixed Income
Other
Alternative
Assets
Asset Allocation
ACCT.
For the Period 5/1/13 to 5/31/13
Account Page 2 of 28
Consolidated Statement Page 5
EFTA01565751
GHISLAINE MAXWELL
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Currency Gain/Loss
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
22.58
1,627.49
4,883.52
$6,533.59
Year-to-Date
Value
6,570.50
5,750.79
(68.11)
24,863.24
$37,116.42
5,000.00
(2,037.03)
$2,962.97
Unrealized Gain/Loss
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
Year-to-Date
Value
(53,822.40)
($53,822.40)
ACCT.
For the Period 5/1/13 to 5/31/13
To-Date Value
($30,174.82)
Note: * This summary is for informational purposes only and is not to be
used for any financial or tax purposes. This summary does not include
securities which are taxable at the
federal level but are state exempt. This summary may not include all income
derived from Municipal Securities; Please consult your tax advisor for tax
implications.
1 Other category combines all the remaining Tax Exempt Income generated by
securities in the account which may not have a state affiliation.
Tax-Exempt Income
Summary by State*
EFTA01565752
MA
MI
Current
Period Value
Year-to-Date
Value
710.14
708.94
Tax-Exempt Income
Summary by State*
TX
Tax-Exempt Income
Current
Period Value
Year-to-Date
Value
1,543.89
$2,962.97
Account Page 3 of 28
Consolidated Statement Page 6
EFTA01565753
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Account Summary
Cost Summary
Equity
Cash & Fixed Income
Other
Total
CONTINUED
Cost
693,954.39
3,455,702.49
92,027.29
$4,241,684.17
Account Page 4 of 28
Consolidated Statement Page 7
EFTA01565754
GHISLAINE MAXWELL
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Beginning
Market Value
43,754.11
3,510.00
136.29
455,201.00
220,726.00
$723,327.40
Ending
Market Value
47,562.20
3,270.00
129.94
454,509.00
224,056.50
$729,527.64
Current
Period Value
729,527.64
693,954.39
35,573.25
45,721.83
1,614.05
6.24%
Concentrated & Other Equity
Change
In Value
3,808.09
(240.00)
(6.35)
(692.00)
3,330.50
$6,200.24
Current
Allocation
EFTA01565755
1%
1%
1%
10%
5%
18%
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Asset Cate ories
ACCT.
For the Period 5/1/13 to 5/31/13
Equity as a percentage of your portfolio - 18 %
Account Page 5 of 28
Consolidated Statement Page 8
EFTA01565756
GHISLAINE MAXWELL
ACCT.
For the Period 5/1/13 to 5/31/13
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
BANK OF AMERICA CORP
CITIGROUP INC NEW
SCHLUMBERGER LTD
Total US Large Cap Equity
060505-10-4 BAC
51.99
172967-42-4 C
73.03
806857-10-8 SLB
$47,562.20
$45,124.71
$2,437.49
$269.33
0.57%
113.000
8,252.39
9,524.04
(1,271.65)
141.25
1.71%
358.000
18,612.42
14,048.52
4,563.90
14.32
0.08%
13.66
944.000
12,895.04
10,148.85
2,746.19
37.76
0.29%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
82.13
EFTA01565757
95.000
7,802.35
11,403.30
(3,600.95)
76.00
0.97%
US Small/Mid Cap Equity
GERON CORP
1.09
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 GBP
3,000.000
3,270.00
18,129.32
(14,859.32)
43.31
3.000
129.94
212.23
(82.29)
Account Page 6 of 28
Consolidated Statement Page 9
EFTA01565758
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
26.99
2,500.000
67,475.00
$454,509.00
62,500.00
$422,578.96
4,975.00
$31,930.04
4,187.50
$31,227.50
6.21%
6.87%
25.27
4,200.000
106,134.00
98,778.96
7,355.04
7,350.00
6.93%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
28.09
10,000.000
280,900.00
261,300.00
19,600.00
19,690.00
7.01%
Concentrated & Other Equity
GENERAL MOTORS CO
EFTA01565759
48.81
CV PFD B
37045V-20-9 GM PB
JPMORGAN CHASE & CO
7.9% PFD STK APR 30 2049
DTD 04/23/2008
46625H-HA-1 BBB /BA1
Total Concentrated & Other Equity
$224,056.50
$207,909.17
$16,147.33
$14,225.00
$1,614.05
6.27%
116.83
150,000.000
175,246.50
157,909.17
17,337.33
11,850.00
1,020.30
6.66%
1,000.000
48,810.00
50,000.00
(1,190.00)
2,375.00
593.75
4.87%
Account Page 7 of 28
Consolidated Statement Page 10
EFTA01565760
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
70,310.77
Alternative Assets Detail
Price
Hard Assets
ETFS METAL SECURITIES LTD
ISIN JEO0B1VS3770 SEDOL BlVS377
131994-91-5
SPDR GOLD TRUST
Total Hard Assets
78463V-10-7 GLD
$66,395.85
$76,999.78
133.92
190.000
25,444.80
31,931.40
136.05
301.000
40,951.05
45,068.38
Quantity
Estimated
Value
Cost
Ending
Estimated Value
66,395.85
Change
In Value
(3,914.92)
Current
Allocation
2%
Account Page 8 of 28
Consolidated Statement Page 11
EFTA01565761
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
1,908,727.91
138,204.60
6,660,683.61
633,182.76
300,797.43
$9,641,596.31
Ending
Market Value
1,914,992.96
22,142.83
545,570.95
628,110.28
289,712.78
$3,400,529.80
Current
Period Value
3,400,529.80
3,455,702.49
(55,172.69)
44,061.41
22,020.98
1.15%
US Fixed Income
Cash & Fixed Income as a percentage of your portfolio 77 %
Change
In Value
6,265.05
(116,061.77)
(6,115,112.66)
(5,072.48)
(11,084.65)
($6,241,066.51 )
EFTA01565762
Current
Allocation
42%
1%
13%
14%
7%
77%
Non-USD Short Term
Non-US Fixed Income
Non-USD Cash
Cash
Asset Cate ories
Account Page 9 of 28
Consolidated Statement Page 12
EFTA01565763
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
6-12 months,
1-5 years'
10+ years'
Total Value
1
SUMMARY BY TYPE
Market
Value
2,619,535.82
115,489.98
443,006.50
222,497.50
$3,400,529.80
% of Bond
Portfolio
78%
3%
13%
6%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MMKT FD - MORGAN
FUND 3
7-Day Annualized Yield: .01%
Total Cash
1.00
1.00
1,914,991.96
1.00
1,914,991.96
1.00
$1,914,992.96
1,914,991.96
1.00
$1,914,992.96
$0.00
EFTA01565764
$191.49
$16.12
0.01%
191.49
16.12
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Cash & Fixed Income
Cash
NON USD Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Total Value
Market
Value
1,914,992.96
22,142.83
310,393.50
222,497.50
909,805.06
20,697.95
$3,400,529.80
% of Bond
Portfolio
57%
1%
9%
6%
26%
1%
100%
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Account Page 10 of 28
Consolidated Statement Page 13
EFTA01565765
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Non-USD Cash
AUSTRALIAN DOLLAR
POUND STERLING
HONG KONG DOLLAR
TURKISH LIRA NEW
PRINCIPAL CURRENCY
Total Non-USD Cash
0.96
1.52
0.13
0.53
100.00
7,605.86
950.00
19,500.00
95.87
11,531.24
122.38
10,393.34
$22,142.83
103.25
12,005.82
122.44
10,763.97
$22,995.48
(7.38)
(474.58)
(0.06)
(370.63)
($852.65)
$0.00
0.00%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Non-USD Short Term
JP MORGAN CHASE BANK - CAD
96.75
LONDON TIME DEPOSITS 0.6700%
DATED 05/30/2013 MATURITY 06/06/2013
HELD BY LONDON TREASURY SERVICES
Bearer
EFTA01565766
2535M9-9G-6 CAD
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.9500%
DATED 05/30/2013 MATURITY 06/06/2013
HELD BY LONDON TREASURY SERVICES
Bearer
2535M9-9R-2 NOK
KFW - TRY
MTN 9 3/4% JUL 16 2013
DTD 02/10/2010
HELD BY EUROCLEAR
ISIN XS0484842470 SEDOL B637YV8
14085A-9A-6 AAA /AAA TRY
53.57
200,000.00
107,131.43
135,555.56
(28,424.13)
10,393.34
9,111.92
5.48%
16.99
1,240,089.90
210,704.34
209,321.97
1,382.37
2,001.69
10.95
0.98%
116,011.03
112,245.20
113,615.26
(1,370.06)
752.03
4.15
0.68%
Account Page 11 of 28
Consolidated Statement Page 14
EFTA01565767
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Non-USD Short Term
INTER AMERICAN DEVELOPMENT BANK- INR
MEDIUM TERM NOTE 3% MAR 25 2014
DTD 03/25/2010
HELD BY EUROCLEAR
ISIN XS0495010562 SEDOL B5114T3
U45818-9G-5 AAA /AAA INR
Total Non-USD Short Term
$545,570.95
$601,724.96
($56,154.01)
$16,705.52
$9,789.96
US Fixed Income
3PM MANAGED RESERVES FD - GBP-C-DIST
ISIN LU0539309053
051398-91-5 GBP
ISHARES MARKIT IBOXX CORPORATE BOND
ISIN IE00B00FV011 SEDOL B00FV01
461278-91-3 GBP
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /BAA
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /A1
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
Account Page 12 of 28
Consolidated Statement Page 15
105.18
150,000.00
157,774.50
150,000.00
7,774.50
5,400.00
240.00
2.04%
99.20
50,000.00
49,602.00
45,394.50
4,207.50
EFTA01565768
237.55
13.85
0.75%
197.12
103.02
105.00
100,000.00
20,697.95
103,017.00
19,023.08
100,000.00
1,674.87
201.48
3,017.00
2,900.00
370.50
1.60%
9,745.17
7.65
74,521.33
80,157.26
(5,635.93)
2.95%
1.72
6,700,000.00
115,489.98
143,232.17
(27,742.19)
3,558.46
662.94
6.39%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
EFTA01565769
GHISLAINE MAXWELL
ACCT.
For the Period 5/1/13 to 5/31/13
Price
US Fixed Income
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$628,110.28
$608,371.66
$614,541.84
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 GBP
ISHARES BARCLAYS EURO INDEX-LINK
ISIN IE00B1FZSD53 SEDOL B1G52V0
46578W-92-2 GBP
20.85
5,790.00
120,744.40
118,212.32
2,532.08
193.48
187.90
36,355.38
39,293.00
(2,937.62)
$19,738.62
$18,537.55
$3,659.08
2.25%
107.29
50,000.00
53,644.00
EFTA01565770
52,408.59
54,040.00
1,235.41
2,500.00
944.40
4.43%
112.30
100,000.00
112,299.00
107,581.38
110,503.00
4,717.62
5,000.00
1,472.20
3.94%
113.11
50,000.00
56,554.50
53,806.85
55,424.00
2,747.65
2,500.00
416.65
3.74%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 13 of 28
Consolidated Statement Page 16
EFTA01565771
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Non-US Fixed Income
INTER AMERICAN DEVEL BK - IDR
MEDIUM TERM NOTE 6.50% JUN 04 2014
DTD 06/04/2010
HELD BY EUROCLEAR
ISIN XS0513770957 SEDOL B4YWHCO
45818W-9K-4 AAA /AAA IDR
Total Non-US Fixed Income
$289,712.78
$307,617.43
($17,904.65)
$8,626.85
$8,555.82
3.02%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
0.01 1,300,000,000.00
132,613.00
150,112.11
(17,499.11)
8,626.85
8,555.82
6.59%
Account Page 14 of 28
Consolidated Statement Page 17
EFTA01565772
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
157,864.00
Ending
Estimated Value
152,118.61
Change
In Value
(5,745.39)
Current
Allocation
3%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Note:
**
Period Value
152,118.61
92,027.29
28.55
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Other Detail
Price
Balanced
JPM INC OPP FD - GBP - A - DIST(HDG)
ISIN LU0323456201
287991-93-9 GBP
137.09
450.272
61,725.88
1,663.11 **
N/A
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 15 of 28
EFTA01565773
Consolidated Statement Page 18
EFTA01565774
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 GBP
Total Balanced
$152,118.61
$92,027.29
$28.55
20.73
4,361.513
90,392.73
90,364.18
28.55
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 16 of 28
Consolidated Statement Page 19
EFTA01565775
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
$0.00
TRADE ACTIVITY
Total Trade Activity
Settled Sales/Maturities/Redemptions
$0.00
Ending Cash Balance
$1,914,991.96
Period Value
1,908,726.91
6,265.05
$6,265.05
Year-To-Date
Value*
-36,992.33
$36,992.33
(4,000,000.00)
($4,000,000.00)
17,190.60
$17,190.60
-INCOME
Current
Period
Value
0.00
Year-To-Date
Value*
-$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
-Current
Cost
Adjustments
Amortization
Total Cost Adjustments
EFTA01565776
Period Value
$0.00
Year-To-Date
Value*
(2,037.03)
($2,037.03)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Account Page 17 of 28
Consolidated Statement Page 20
EFTA01565777
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
5/1
5/1
5/13
5/15
5/16
5/22
5/24
Interest Income
Interest Income
Corporate Interest
Corporate Interest
Foreign Dividend
Div Domest
Div Domest
Total Inflows & Outflows
Description
DEPOSIT SWEEP INTEREST FOR 04/01/13 - 04/30/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$1,897,319.58 AS OF 05/01/13
COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE
(ID: 222388-20-9)
GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE
NOTE MAY 11 2016 DTD 05/11/2007
(ID: 36962G-2V-5)
BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV
15 2016 DTD 11/04/2010 (ID: 06050W-DW-2)
ISHARES BARCLAYS EURO INDEX-LINK ISIN
IE00B1FZSD53 SEDOL B1G52V0 @ 0.281086 PER SHARE
AS OF 05/15/13 (ID: 46578W-92-2)
APACHE CORP @ 0.20 PER SHARE (ID: 037411-10-5)
CITIGROUP INC NEW @ 0.01 PER SHARE
(ID: 172967-42-4)
$6,265.05
95.000
358.000
0.20
0.01
19.00
3.58
150,000.000
5,790.000
0.018
0.281
2,700.00
1,627.49
EFTA01565778
4,200.000
50,000.000
0.438
0.001
1,837.50
62.18
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
15.30
INCOME
Amount
Account Page 18 of 28
Consolidated Statement Page 21
EFTA01565779
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-67.62
$67.62
(67.62)
($67.62)
-Year-To-Date
Value*
-284.85
$284.85
(284.85)
($284.85)
-Local
Value
Current
Period Value
0.00
68.96
68.96
(68.96)
(68.96)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01565780
Year-To-Date
Value*
--Year-To-Date
Value*
-288.68
288.68
(288.68)
(288.68)
-Account
Page 19 of 28
Consolidated Statement Page 22
EFTA01565781
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Canadian Dollar
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
456,226.05
(568,390.12)
Year-To-Date
Value*
1,947,798.84
(2,402,377.90)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
5/2
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 04/24/2013 MATURITY 05/02/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2534X9-9H-5)
5/2
5/9
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/02/2013 MATURITY 05/09/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535A9-9X-2)
5/9
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
(12.850)
(12.82)
(12.85)
Account Page 20 of 28
Consolidated Statement Page 23
(15.970)
115,958.040
(15.84)
(15.97)
EFTA01565782
12.82
12.85
Quantity
115,942.070
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
15.84
15.97
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01565783
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
5/16
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/09/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535D9-9L-5)
5/16
5/23
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5900% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2535F9-9U-3)
5/23
5/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES
(ID: 253539-9X-3)
5/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Total Inflows & Outflows
(13.980)
(13.45)
(13.98)
$0.00
(13.310)
115,997.050
(12.88)
(13.31)
13.45
13.98
(12.850)
115,983.740
(12.63)
(12.85)
12.88
13.31
EFTA01565784
Quantity
115,970.890
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
12.63
12.85
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account Page 21 of 28
Consolidated Statement Page 24
EFTA01565785
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
5/2
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/02/2013 MATURITY 05/09/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535A9-9X-2)
5/9
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/09/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535D9-9L-5)
5/16
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5900% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535F9-9U-3)
5/23
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253539-9X-3)
5/30
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6700% DATED 05/30/2013 MATURITY 06/06/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535M9-9G-6)
Total Securities Transferred In
$456,226.05
116,011.030
113,615.26
111,591.99
115,997.050
113,601.81
115,983.740
113,588.93
113,972.13
115,970.890
113,576.30
115,641.31
* Transaction Market Value is representative of the prior trading day's
EFTA01565786
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
115,958.040
113,563.48
Transaction
Market Value *
115,020.62
Account Page 22 of 28
Consolidated Statement Page 25
EFTA01565787
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
5/2
Free Delivery
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 04/24/2013 MATURITY 05/02/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2534X9-9H-5)
5/9
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/02/2013 MATURITY 05/09/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535A9-9X-2)
5/16
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5700% DATED 05/09/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535D9-9L-5)
5/23
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.5900% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535F9-9U-3)
5/30
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535J9-9X-3)
Total Securities Transferred Out
($568,390.12)
(115,997.050)
113,601.81
(111,578.54)
(115,983.740)
113,588.93
(112,218.80)
(115,970.890)
113,576.30
EFTA01565788
(113,959.50)
(115,958.040)
113,563.48
(115,628.50)
Quantity
Cost
(115,942.070)
113,547.64
Transaction
Market Value *
(115,004.78)
Account Page 23 of 28
Consolidated Statement Page 26
EFTA01565789
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-200.92
$200.92
(200.92)
($200.92)
-Year-To-Date
Value*
-850.44
$850.44
(850.44)
($850.44)
-Local
Value
Current
Period Value
0.00
1,170.53
1,170.53
(1,170.53)
(1,170.53)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01565790
Year-To-Date
Value*
--Year-To-Date
Value*
-4,853.93
4,853.93
(4,853.93)
(4,853.93)
-Account
Page 24 of 28
Consolidated Statement Page 27
EFTA01565791
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary - Norwegian Krone
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
852,027.24
(1,065,138.84)
Year-To-Date
Value*
4,352,138.70
(4,777,707.19)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
5/3
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2534Y9-9X-9)
5/3
5/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2535C9-9E-2)
5/10
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
(240.950)
(41.51)
(240.95)
Account Page 25 of 28
Consolidated Statement Page 28
(240.900)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,239,160.270
1.0000% DATED 05/03/2013 MATURITY 05/10/2013
(41.58)
(240.90)
41.51
240.95
Quantity
EFTA01565792
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,238,919.370
1.0000% DATED 04/26/2013 MATURITY 05/03/2013
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
41.58
240.90
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01565793
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
5/16
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2535E9-9H-3)
5/16
5/23
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2535G9-9F-5)
5/23
5/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2535K9-9L-7)
5/30
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Total Inflows & Outflows
(241.080)
(41.07)
(241.08)
$0.00
(241.030)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,239,848.820
1.0000% DATED 05/23/2013 MATURITY 05/30/2013
(41.47)
(241.03)
41.07
241.08
(206.570)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,239,607.790
1.0000% DATED 05/16/2013 MATURITY 05/23/2013
(35.29)
(206.57)
41.47
241.03
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,239,401.220
1.0000% DATED 05/10/2013 MATURITY 05/16/2013
Amount USD
EFTA01565794
Local Value
PRINCIPAL
Amount USD
Local Value
35.29
206.57
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account Page 26 of 28
Consolidated Statement Page 29
EFTA01565795
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
5/3
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/03/2013 MATURITY 05/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535C9-9E-2)
5/10
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/10/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535E9-9H-3)
5/16
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535G9-9F-5)
5/23
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535K9-9L-7)
5/30
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 05/30/2013 MATURITY 06/06/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535M9-9R-2)
Total Securities Transferred In
$852,027.24
1,240,089.900
209,321.97
211,244.53
1,239,848.820
209,280.90
1,239,607.790
209,239.43
211,746.74
1,239,401.220
209,204.14
215,171.95
* Transaction Market Value is representative of the prior trading day's
EFTA01565796
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
1,239,160.270
209,162.63
Transaction
Market Value *
213,864.02
Account Page 27 of 28
Consolidated Statement Page 30
EFTA01565797
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
5/3
Free Delivery
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 04/26/2013 MATURITY 05/03/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2534Y9-9X-9)
5/10
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/03/2013 MATURITY 05/10/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535C9-9E-2)
5/16
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/10/2013 MATURITY 05/16/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535E9-9H-3)
5/23
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/16/2013 MATURITY 05/23/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535G9-9F-5)
5/30
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 05/23/2013 MATURITY 05/30/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535K9-9L-7)
Total Securities Transferred Out
($1,065,138.84)
(1,239,848.820 )
209,280.90
(211,203.46)
(1,239,607.790 )
209,239.43
(213,271.36)
(1,239,401.220 )
209,204.14
EFTA01565798
(211,711.46)
(1,239,160.270 )
209,162.63
(215,130.12)
Quantity
Cost
(1,238,919.370 )
209,121.05
Transaction
Market Value *
(213,822.44)
Account Page 28 of 28
Consolidated Statement Page 31
EFTA01565799
J.P. Morgan Securities LLC
GHISLAINE MAXWELL
383 Madison Avenue, New York, NY 10179
ACCT.
For the Period 5/1/13 to 5/31/13
Margin Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Transactions cleared and carried through J.P. Morgan Clearing Corp. Three
Chase Metrotech Center, Brooklyn, NY 11245-0001,
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Cash & Fixed Income
Portfolio Activity
3
5
Page
2
Account Page 1 of 5
Consolidated Statement Page 32
EFTA01565800
GHISLAINE MAXWELL
Account Summary
MARGIN
Cash
Asset Allocation
Cash & Fixed Income
Market Value
Market Value
0.00
$0.00
Margin
Market Value
430.00
$430.00
Current
Portfolio Activity
Beginning Market Value
Ending Market Value
Cost Summary
Cash & Fixed Income
Total
Period Value
430.00
$430.00
Short
Market Value
0.00
$0.00
Year-to-Date
Value
430.00
$430.00
430.00
Cost
$430.00
Investment Objectives
Speculation Permitted
Capital Appreciation
Total
430.00
$430.00
Estimated
$0.00
Current
Market Value Annual Income Allocation
100%
100%
ACCT.
For the Period 5/1/13 to 5/31/13
Yes
Yes
EFTA01565801
Account Page 2 of 5
Consolidated Statement Page 33
EFTA01565802
GHISLAINE MAXWELL
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
430.00
ACCT.
For the Period 5/1/13 to 5/31/13
Ending
Market Value
430.00
Change
In Value
0.00
Current
Allocation
100%
Current
Market Value/Cost
Market Value
Tax Cost
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
430.00
430.00
SUMMARY BY TYPE
Market
Value
430.00
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
430.00
% of Bond
Portfolio
100%
Account Page 3 of 5
Consolidated Statement Page 34
EFTA01565803
EFTA01565804
GHISLAINE MAXWELL
ACCT.
For the Period 5/1/13 to 5/31/13
Cash & Fixed Income Detail
Quantity
Price
Cash
US DOLLAR
1.00
430.00
Margin
430.00
430.00
Account
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 4 of 5
Consolidated Statement Page 35
EFTA01565805
GHISLAINE MAXWELL ACCT.
For the Period 5/1/13 to 5/31/13
Portfolio Activity Summary
PRINCIPAL
Current
Transactions
Portfolio Activity Detail
Beginning Cash Balance
Ending Cash Balance
Period Value
430.00
$430.00
Year-To-Date
Value
--INCOME
Current
Period
Value
0.00
$0.00
Year-To-Date
Value
--No
Activity This Period
Account Page 5 of 5
Consolidated Statement Page 36
EFTA01565806
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01565807
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL - OAP IHD
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 5/1/13 to 5/31/13
Investment Management Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Page
2
Holdings
Equity
Portfolio Activity
4
10
Account Page 1 of 14
Consolidated Statement Page 37
EFTA01565808
GHISLAINE MAXWELL - OAP IHD
Account Summary
Asset Allocation
Equity
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,552,500.50
$1,552,500.50
7,120.95
$1,559,621.45
Ending
Market Value
1,521,610.49
$1,521,610.49
9,344.38
$1,530,954.87
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
(1,472.44)
($1,472.44)
9,462.73
(38,880.30)
$1,521,610.49
9,344.38
$1,530,954.87
Period Value
1,552,500.50
Change
In Value
(30,890.01)
($30,890.01)
2,223.43
($28,666.58)
Year-to-Date
Value
0.00
1,500,000.00
(4,174.33)
$1,495,825.67
EFTA01565809
17,209.42
8,575.40
$1,521,610.49
9,344.38
$1,530,954.87
Estimated
52,400.90
$52,400.90
Current
Annual Income Allocation
100%
100%
ACCT.
For the Period 5/1/13 to 5/31/13
Account Page 2 of 14
Consolidated Statement Page 38
EFTA01565810
GHISLAINE MAXWELL OAP IHD
Account Summary
Tax Summary
Foreign Dividends
Interest Income
Taxable Income
CONTINUED
Current
Period Value
9,461.60
1.13
$9,462.73
Year-to-Date
Value
17,206.62
2.80
$17,209.42
ST Realized Gain/Loss
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
4.44
$4.44
Year-to-Date
Value
(287.64)
4.44
($283.20)
ACCT.
For the Period 5/1/13 to 5/31/13
Unrealized Gain/Loss
To-Date Value
$8,858.60
Cost Summary
Equity
Total
1,512,751.89
Cost
$1,512,751.89
Account Page 3 of 14
Consolidated Statement Page 39
EFTA01565811
GHISLAINE MAXWELL - OAP IHD
Equity Summary
Asset Categories
EAFE Equity
Beginning
Market Value
1,552,500.50
Ending
Market Value
1,521,610.49
Change
In Value
(30,890.01)
Current
Allocation
100%
ACCT.
For the Period 5/1/13 to 5/31/13
Current
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Period Value
1,521,610.49
1,512,751.89
8,858.60
52,400.90
9,344.38
3.44%
Account Page 4 of 14
Consolidated Statement Page 40
EFTA01565812
GHISLAINE MAXWELL - OAP IHD
ACCT.
For the Period 5/1/13 to 5/31/13
Note:
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account
Equity Detail
Price
EAFE Equity
ABB LTD
SPONS ADR
000375-20-4 ABB
ASTRAZENECA PLC
SPONS ADR
046353-10-8 AZN
BAE SYSTEMS PLC
SPONS ADR
05523R-10-7 BAES Y
BAYER A G
SPONS ADR
072730-30-2 BAYR Y
BHP LTD
SPONS ADR
088606-10-8 BHP
BOC HONG KONG HOLDINGS LTD
SPONS ADR
096813-20-9 BHKL Y
BRITISH AMERICAN TOBACCO PLC
SPONS ADR
110448-10-7 BTI
109.77
490.000
53,787.30
51,491.86
2,295.44
2,073.19
3.85%
66.73
620.000
41,371.98
42,424.80
(1,052.82)
1,953.62
1,107.04
4.72%
65.32
350.000
22,862.00
EFTA01565813
27,042.45
(4,180.45)
798.00
3.49%
24.57
107.43
1,620.000
295.000
39,798.54
31,690.67
36,304.63
29,579.20
3,493.91
2,111.47
1,901.88
704.87
532.47
4.78%
1.68%
51.25
295.000
15,118.75
14,890.83
227.92
826.00
5.46%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
21.79
1,930.000
42,054.70
41,400.85
653.85
1,358.72
3.23%
Account Page 5 of 14
Consolidated Statement Page 41
EFTA01565814
GHISLAINE MAXWELL - OAP IHD ACCT. •
For the Period 5/1/13 to 5/31/13
Price
EAFE Equity
COMPANHIA ENERGETICA DE MINAS GERAIS
SPONS ADR
REP NON VOTING PFD
204409-60-1 CIG AAA /P-2
DEUTSCHE POST AG
SPONS ADR
25157Y-20-2 DPSG Y
GDF SUEZ
SPONS ADR
36160B-10-5 GDFZ Y
GLAXOSMITHKLINE PLC
SPONS ADR
37733W-10-5 GSK
HSBC HOLDINGS PLC
SPONS ADR
404280-40-6 HBC
IMPERIAL TOBACCO PLC
ADR
453142-10-1 ITYB Y
ISRAEL CHEMICALS LTD
ADR
465036-20-0 ISCH Y
KIRIN HOLDINGS COMPANY LTD
SPONS ADR
497350-30-6 KNBW Y
LUKOIL OAO SPONS ADR
677862-10-4 LUKO Y
58.81
880.000
51,748.40
55,350.56
(3,602.16)
2,687.52
5.19%
16.42
1,850.000
30,377.00
30,013.50
363.50
492.10
1.62%
11.16
3,750.000
41,835.00
48,666.96
(6,831.96)
2,088.75
EFTA01565815
4.99%
71.89
435.000
31,273.46
30,800.85
472.61
1,466.82
4.69%
54.86
1,000.000
54,860.00
54,849.63
10.37
2,300.00
4.19%
51.77
895.000
46,334.15
42,063.88
4,270.27
2,100.56
443.20
4.53%
25.35
20.41
1,980.000
1,100.000
50,193.00
22,453.20
46,372.75
22,910.32
3,820.25
(457.12)
1,756.26
1,283.85
1,448.70
3.50%
6.45%
10.42
1,004.000
10,461.68
9,975.21
486.47
629.50
6.02%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
EFTA01565816
Est. Annual Inc.
Accrued Div.
Yield
Account Page 6 of 14
Consolidated Statement Page 42
EFTA01565817
GHISLAINE MAXWELL - OAP IHD ACCT.
For the Period 5/1/13 to 5/31/13
Price
EAFE Equity
MTN GROUP LTD
SPONS ADR
62474M-10-8 MTNO Y
MUENCHENER RUECKVERSICHERUNGS -
GESELLSCHAFT
ADR
626188-10-6 MURG Y
NESTLE S A
SPONS ADR REPSTG REG SH
641069-40-6 NSRG Y
NOVARTIS A G
ADR
66987V-10-9 NVS
PETROCHINA CO LTD
ADR
71646E-10-0 PTR
RECKITT BENCKISER GROUP PLC
SPONSORED ADR
756255-20-4 RBGL Y
ROCHE HOLDINGS LTD
SPONS ADR
771195-10-4 RHHB Y
ROYAL DUTCH SHELL PLC
ADR
780259-10-7 RDS B
SANOFI
80105N-10-5 SNY
68.83
53.09
515.000
995.000
35,447.45
52,824.55
36,534.71
49,583.61
(1,087.26)
3,240.94
1,854.00
417.15
1,248.72
1,248.48
5.23%
2.36%
14.32
62.29
3,100.000
740.000
EFTA01565818
44,385.80
46,096.08
42,444.00
41,801.23
1,941.80
4,294.85
1,218.30
535.99
1,201.76
2.74%
2.61%
115.68
245.000
28,341.60
33,346.03
(5,004.43)
988.08
3.49%
71.76
830.000
59,560.80
57,450.63
2,110.17
1,707.31
2.87%
66.12
860.000
56,864.06
60,267.42
(3,403.36)
1,561.76
2.75%
18.75
2,300.000
43,118.10
42,865.73
252.37
1,426.00
3.31%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
18.17
2,250.000
40,884.75
EFTA01565819
42,762.90
(1,878.15)
1,689.75
4.13%
Account Page 7 of 14
Consolidated Statement Page 43
EFTA01565820
GHISLAINE MAXWELL - OAP IHD ACCT.
For the Period 5/1/13 to 5/31/13
Price
EAFE Equity
SIEMENS A G
SPONS ADR
826197-50-1 SI
SINGAPORE TELECOMMUNICATIONS LTD
ADR
82929R-30-4 SGAP Y
SMITHS GROUP PLC
SPONSORED ADR
83238P-20-3 SMGZ Y
STATOIL ASA
SPONS ADR
85771P-10-2 STO
TAIWAN SEMICONDUCTOR MANUFACTURING
CO LTD
SPONS ADR
874039-10-0 TSM
TELEKOMUNIKASI IND
SPONS ADR
715684-10-6 TLK
TESCO PLC
SPONS ADR
881575-30-2 TSCD Y
TOTAL SA
SPONS ADR
89151E-10-9 TOT
UNILEVER N V
904784-70-9 UN
40.78
1,375.000
56,072.50
55,943.06
129.44
1,498.75
347.12
2.67%
49.85
970.000
48,354.50
49,000.74
(646.24)
45.20
16.62
780.000
1,800.000
35,256.00
29,919.60
30,953.42
EFTA015
ℹ️ Document Details
SHA-256
cb72311d8afd55685b0f858d1b92298086d9d4f28801eaa7843bd578a40446eb
Bates Number
EFTA01565740
Dataset
DataSet-10
Document Type
document
Pages
139
Comments 0