EFTA01452695.pdf

Schedule of Realized Gains and Losses Current Period (continued) Disposition Acquisition Disposition Realized Win: Loss Date Date Transaction Description Quantity Cost Basis Proceeds Disallowance Short Term tcontawed) 01/10/14 12)13/13 SELL .I3 MORGAN VALUE ADVA INSTITLTION AL CLASS 840.719 22.161.35 22,842 34 680.99 First In First Out Security Identifier. MIX 01/10/14 12/13/13 SELL Jo MORGAN VALUE ADVA INSTITUTIONAL CLASS 1.255.017 33.082 25 34,098.81 1,016.56 First In First Out Security Identifier 'MIX 01/10/14 12/23/13 SELL ..13 MORGAN VALUE ADVA INSTITUTIONAL CLASS 758.267 20.283.65 20,602 11 318.46 First In First Out Security Identifier JJAIX 01/10/14 07/22/13' SELL .PMORGAN CHASE 8 CO /01188 BIE OW 07/29(13 750.000.000 750.000.00 724,681 50 -25.318.50 First In First Out Security Identifier. 48126HAA8 Original Cost Basis' 750.000.00 01/24/14 12113/13' RPP WASHINGTON M L T MTG 5 004-RA2 MTG PASSTHRU CTFCL 637.723 000 1,304.26 1.693.84 389.58 C- B-1 VAR RATE 6 972% 07125133 Security Identifier. 939336S20 Original Cost Basis- 1,304.26 01)27/14 01/27/14' SELL MEACAN PESO CURRENC 38,199,653.100 2.828.807.68 2141,918 91 13.111.23 First In First Out Security Identifier MXN999994 01/27/14 01/14/14' SELL UNITED MEX STATES 7 2011-13.11.42 ISINIMX0MG00000 380.000 000 3,008,030.70 2,803,970.02 •204,06068 First In First Out R8 0.000% 11/13142 REG DTD 12 Security Identifier. P4ROC9EKS Original Cost Basis 3.008.030.70 01/27714 12113/13' RPP COUNTRYWIDE HOME LOA 1 CL B1 4.090% 03/25(33 B/E D 1,211,860.000 3,483.79 3.647.98 164.19 TD 01130/03 Security Identifier 12669DYSt Original Cost Basis- 3.483.79 01/27/14 12/13/13' RPP GLOBAL MTG SECURITIZ GLOBAL MTG SCTD. 'SIN/ LS37896 3,078,211.000 15.941.79 17,329 91 1.388.12 1AV83 5250% 04/25/32 EVE 0 TD Security Identifier 378961AV8 Original Cost Basis' 15,941.79 01/27/14 12/13/13' RPP IM PAC CM B TR 2005.2 BD CL 1-11-2 0.893% 04/25/35 B /E 1.500.554.000 2.592.27 3.734.77 1 142.50 DTD 03103/05 Security Identifier 45254NACT Original Cost Basis 2192.27 Total Short Term $10,085,687.74 $9,929,917.34 4155,770.40 Long Term 01/10/14 07/10/07' SELL BOMBARDIER INC CLASS 20,000.000 125.700.00 80,818.57 -14,851.43 First In First Out Security Identifier. BDRBF 01/17/14 07/12/10' SELL DEUTSCHE BK AG LONDO GRIC DOUBLE LONG TRADED NT 13.866.000 97,763.34 93.479 70 -4.283 64 First In First Out Security Identifier. DAG 01/23/14 07/12/10' SELL DEUTSCHE BK AG LONDO GRIC 00LBLE LONG TRADED NT 5.000.000 35.252 90 33.843 40 -1.409 50 First In First Out Security Identifier DAG Page 11 of 23 Account Num berms Raton, l000lltut Oetoso unmet Nene tta • motet atm! twit Sow otAII•CI, I Go imperless tro... Yr yea MA Ito. DALiAR DATED COMMUNICATIONS Us &Aso rim Too!. No4Poneummoiottmt MINN Nov.' C rrooe. rm.,. to TA' NW. SOUTHERN FINANCIAL LLC Ala ANO' [Ca iv.liv EXCELLENCE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109879 CONFIDENTIAL SDNY_GM_00256063 EFTA01452695