EFTA01358599.pdf

(c) The location of the auditing firm's office responsible for the private funds audit (city, state and country): City: State: Country: DUBLIN Ireland Yes No (d) Is the auditing firm an independent public accountant? • C. (e) Is the auditing firm registered with the Public Company Accounting Oversight Board? • C (f) If "yes" to (e) above, is the auditing firm subject to regular inspection by the Public Company Accounting Oversight Board in accordance with its rules? Yes No (g) Are the private funds audited financial statements distributed to the private funds investors? is (h) Does the report prepared by the auditing firm contain an unqualified opinion? a. Yes r No r Report Not Yet Received If you check "Report Not Yet Received," you must promptly file an amendment to your Form ADV to update your response when the report is available. Prime Broker Yes No 24. (a) Does the private fund use one or more prime brokers? 0 If the answer to 24(a) is "yes," respond to questions (b) through (e) below for each prime broker the private fund uses. If the private fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. Additional Prime Broker Information : 2 Record(s) Filed. If the answer to 24(a) is "yes,' respond to questions (b) through (e) below for each prime broker the private fund uses. If the private fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. (b) Name of the prime broker: BARCLAYS CAPITAL INC. (c) If the rime broker is registered with the SEC, its registration number: CRD Number (if any): (d) Location of prime broker's office used principally by the private fund (city, state and country): City: State: Country: NEW YORK New York United States Yes No (e) Does this prime broker act as custodian for some or all of the private funds assets? r If the answer to 24(a) is "yes," respond to questions (b) through (e) below for each prime broker the private fund uses. If the private fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. (b) Name of the prime broker: J.P. MORGAN CLEARING CORP. (c) If the prime broker is registered with the SEC, its registration number: CRD Number (if any): (d) Location of prime broker's office used principally by the private fund (city, state and country): City: State: Country: NEW YORK New York United States Yes No (e) Does this prime broker act as custodian for some or all of the private funds assets? ✓ r. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046538 CONFIDENTIAL SDNY_GM_00192722 EFTA01358599