EFTA01561062.pdf

October 01, 2003 - October 31, 2003 NEW YORK STRATEGY GROUP, LLC Primary Account Number: Total enclosures: 47 Page 1 of 7 739 000 PB NEW YORK STRATEGY GROUP, LLC ERIC GANY 457 MADISON AVENUE, 4TH FLOOR NEW YORK NY 10022 JPMorgan Chase Bank Your JPMorgan Private Bank Team: CAMILLO D'ORAZIO ETHAN HORNBECKER (888) 207-5225 Private Bank ServiceLine For assistance after business hours, 7 days a week. (800) 243-6727 Relationship Banking Summary Deposit Accounts Business Checking Description Money Market Investment Account Total Opening Balance $6,348.03 $285,614.50 Total Credits $250,000.00 $1,000,228.41 Total Debits $167,652.23 $950,000.00 Ending Balance $88,695.80 $335,842.91 $424,538.71 JPMorgan Private Bank EFTA01561062 October 01, 2003 - October 31, 2003 NEW YORK STRATEGY GROUP, LLC Primary Account Number: Page 2 of 7 JPMorgan Private Bank Business Checkin Account Number NEW YORK STRATEGY GROUP, LLC Summary Opening Balance Deposits and Credits Checks, Withdrawals and Debits Ending Balance Activity Date $6,348.03 $250,000.00 $167,652.23 $88,695.80 Description Debit Opening Balance Oct 01 Internal Funds Transfer Oct 01 Oct 01 Oct 01 Oct 01 Oct 01 Oct 01 Oct 01 Oct 02 Oct 02 Oct 02 Oct 03 Oct 06 Oct 06 Oct 06 Oct 08 NEW YORK STRATEGY GROUP, LLC FUNDS TRANSFERRED FROM MMIA A/C# . TO DDA A/C# LETTER FROM CLIENT Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 94256 100240A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 94256 100240M01 Check Paid # 1237 EFTA01561063 Check Paid # 1247 Check Paid # 1248 Check Paid # 1260 Check Paid # 1261 Check Paid # 1251 Check Paid # 1255 Check Paid # 1257 Check Paid # 1238 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 94256 100240V01 Check Paid # 1246 Check Paid # 1262 Internal Funds Transfer NEW YORK STRATEGY GROUP, LLC FUNDS TRANSFERRED FROM MMIA A/C# liN TO DDA A/C# REDEMPTION FROM THE JP MORGAN FUND S Oct 08 Oct 09 Check Paid # 1245 Check Paid # 1268 $2,727.25 $32,122.00 $70,114.59 $37,992.59 Credits $100,000.00 Balance $6,348.03 $106,348.03 $7,539.32 $98,808.71 $15,814.67 $204.25 $35.00 $306.70 $46.82 $321.53 $280.93 $313.95 $1,194.87 $33.66 $2,369.01 $45.48 $30,000.00 $25,000.00 $82,994.04 $82,789.79 $82,754.79 EFTA01561064 $82,448.09 $82,401.27 $82,079.74 $81,798.81 $81,484.86 $80,289.99 $80,256.33 $77,887.32 $77,841.84 $47,841.84 $72,841.84 EFTA01561065 October 01, 2003 - October 31, 2003 NEW YORK STRATEGY GROUP, LLC Primary Account Number: Page 3 of 7 JPMorgan Private Bank Business Checkin Account Number NEW YORK STRATEGY GROUP, LLC Activity Date Oct 10 Oct 10 Oct 10 Oct 14 Oct 14 Oct 14 Oct 14 Oct 14 Oct 14 Oct 15 Oct 15 Oct 15 Oct 15 Oct 15 Oct 15 Oct 16 Oct 16 Oct 16 Oct 17 (cont.) Description Debit Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 11SW3 5087450 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 11256 5088121 Check Paid # 1264 Check Paid # 1243 Check Paid # 1265 Check Paid # 1267 Check Paid # 1272 Check Paid # 1273 Check Paid # 1275 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 94256 101642A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX EFTA01561066 Ref: 94256 101642M01 Check Paid # 1250 Check Paid # 1263 Check Paid # 1266 Check Paid # 1270 Check Paid # 1269 Check Paid # 1271 Check Paid # 1276 Internal Funds Transfer NEW YORK STRATEGY GROUP, LLC FUNDS TRANSFERRED FROM MMIA A/C#M TO DDA A/C# REDEMPTION FROM THE JP MORGAN FUND S Oct 17 Oct 20 Oct 23 Oct 23 Oct 23 Oct 24 Oct 24 Oct 24 Check Paid # 1274 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 94256 101642V01 Check Paid # 1279 Check Paid # 1285 Check Paid # 1289 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 11256 5488269 Check Paid # 1281 Check Paid # 1283 $229.38 $2,369.01 $2,267.87 $289.76 $162.95 $108.22 $37.33 $277.89 $57,230.47 $54,861.46 $52,593.59 $52,303.83 $52,140.88 $52,032.66 $51,995.33 $51,717.44 $52.70 EFTA01561067 $83.22 $37.50 $800.00 $14.33 $168.37 $7.73 $1,140.10 $228.45 $7,539.29 $15,814.70 $331.76 $141.54 $530.45 $337.41 $2,938.01 $262.50 $104.68 $50,000.00 Credits Balance $37,939.89 $37,856.67 $37,819.17 $37,019.17 $37,004.84 $36,836.47 $36,828.74 $35,688.64 $35,460.19 $27,920.90 $12,106.20 $11,774.44 $11,632.90 $11,102.45 $10,765.04 $7,827.03 $7,564.53 $7,459.85 $57,459.85 EFTA01561068 October 01, 2003 - October 31, 2003 NEW YORK STRATEGY GROUP, LLC Primary Account Number: Page 4 of 7 JPMorgan Private Bank Business Checking Account Number NEW YORK STRATEGY GROUP, LLC Activity Date Oct 24 Oct 24 Oct 27 Oct 27 Oct 27 Oct 27 Oct 27 Oct 28 Oct 28 Oct 28 Oct 28 Oct 28 Oct 29 Oct 29 Oct 29 Oct 29 Oct 31 (cont.) Description Debit Check Paid # 1284 Check Paid # 1290 Check Paid # 1280 Check Paid # 1282 Check Paid # 1286 Check Paid # 1287 Check Paid # 1295 Check Paid # 1277 Check Paid # 1288 Check Paid # 1292 Check Paid # 1293 Check Paid # 1296 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 94256 103044A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 94256 103044M01 Check Paid # 1291 Check Paid # 1294 EFTA01561069 Internal Funds Transfer Oct 31 Oct 31 NEW YORK STRATEGY GROUP, LLC FUNDS TRANSFERRED FROM MMIA A/C# TO DDA A/C# LETTER FROM CLIENT Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 11SW3 5690868 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 11256 5691964 $167,652.23 Ending Balance Checks Paid Check 1237 1238 1243 1245 1246 1247 * * Date Oct 01 Oct 03 Oct 14 Oct 08 Oct 06 Oct 01 Amount Check $204.25 $33.66 $800.00 $2,727.25 $45.48 $35.00 1248 1250 1251 1255 1257 1260 * * * * Date Oct 01 EFTA01561070 Oct 15 Oct 02 Oct 02 Oct 02 Oct 01 Amount Check $306.70 $331.76 $280.93 $313.95 $1,194.87 $46.82 1261 1262 1263 1264 1265 1266 Date Oct 01 Oct 06 Oct 15 Oct 10 Oct 14 Oct 15 Amount $321.53 $30,000.00 $141.54 $37.50 $14.33 $530.45 $250,000.00 $88,695.80 $5.00 $272.16 $88.68 $41.40 $322.05 $174.89 $153.25 $613.65 $1,194.88 $112.16 $8,709.18 $2,000.00 $7,539.32 $15,814.67 $168.58 $791.77 $75,000.00 EFTA01561071 Credits Balance $51,712.44 $51,440.28 $51,351.60 $51,310.20 $50,988.15 $50,813.26 $50,660.01 $50,046.36 $48,851.48 $48,739.32 $40,030.14 $38,030.14 $30,490.82 $14,676.15 $14,507.57 $13,715.80 $88,715.80 $10.00 $88,705.80 $10.00 $88,695.80 EFTA01561072 October 01, 2003 - October 31, 2003 NEW YORK STRATEGY GROUP, LLC Primary Account Number: Page 5 of 7 JPMorgan Private Bank Business Checkin Account Number NEW YORK STRATEGY GROUP, LLC Checks Paid Check 1267 1268 1269 1270 1271 1272 1273 1274 1275 1276 Date Oct 14 Oct 09 Oct 16 Oct 15 Oct 16 Oct 14 Oct 14 Oct 17 Oct 14 Oct 16 Total Checks Enclosed Checks: 47 Fees and Charges for Business Accounts We value your relationship with JPMorgan Private Bank. You were not charged for services this statement period. Thank You. Money Market Investment Account Account Number NEW YORK STRATEGY GROUP, LLC Summary Opening Balance Deposits and Credits Checks, Withdrawals and Debits Ending Balance Activity Date Description Opening Balance Oct 01 EFTA01561073 Internal Funds Transfer NEW YORK STRATEGY GROUP, LLC FUNDS TRANSFERRED FROM MMIA A/C# TO DDA A/C# LETTER FROM CLIENT $285,614.50 $1,000,228.41 $950,000.00 $335,842.91 Average Balance Interest Paid this Period Interest Paid Year to Date Annual Percentage Yield Debit $100,000.00 Credits $294,485.80 $228.41 $2,016.94 0.92% *Gap in check sequence Amount Check $168.37 $32,122.00 $2,938.01 $337.41 $262.50 $7.73 $1,140.10 $229.38 $228.45 $104.68 1277 1279 1280 1281 1282 1283 1284 1285 1286 1287 Date Oct 28 Oct 23 Oct 27 Oct 24 Oct 27 Oct 24 Oct 24 EFTA01561074 Oct 23 Oct 27 Oct 27 Amount Check $613.65 $2,267.87 $88.68 $37.33 $41.40 $277.89 $5.00 $289.76 $322.05 $174.89 1288 1289 1290 1291 1292 1293 1294 1295 1296 Date Oct 28 Oct 23 Oct 24 Oct 29 Oct 28 Oct 28 Oct 29 Oct 27 Oct 28 Amount $1,194.88 $162.95 $272.16 $168.58 $112.16 $8,709.18 $791.77 $153.25 $2,000.00 $92,588.10 (cont.) Balance $285,614.50 $185,614.50 EFTA01561075 October 01, 2003 - October 31, 2003 NEW YORK STRATEGY GROUP, LLC Primary Account Number: Page 6 of 7 JPMorgan Private Bank Money Market Investment Account Account Number NEW YORK STRATEGY GROUP, LLC Activity Date Oct 08 (cont.) Description Debit Internal Funds Transfer NEW YORK STRATEGY GROUP, LLC FUNDS TRANSFERRED FROM MMIA A/C# • TO DDA A/C# REDEMPTION FROM THE JP MORGAN FUND S Oct 16 Internal Funds Transfer JEFFREY E EPSTEIN Oct 16 FUNDS TRANSFERRED FROM DDA AC# IIIII TO MMIA AC# L ETTER FROM CLIENT Book Transfer A/C: DARREN K INDYKE NEW YORK NY 10021-621 ORG: / Oct 16 NEW YORK STRATEGY GROUP, LLC Book Transfer A/C: JEFFREY A SCHANTZ HEWLETT NY 11557-251 ORG: / Oct 17 NEW YORK STRATEGY GROUP, LLC Internal Funds Transfer NEW YORK STRATEGY GROUP, LLC FUNDS TRANSFERRED FROM MMIA A/C# 00 TO DDA A/C# REDEMPTION FROM THE JP MORGAN FUND S Oct 31 Oct 31 Interest Paid Internal Funds Transfer NEW YORK STRATEGY GROUP, LLC EFTA01561076 FUNDS TRANSFERRED FROM MMIA A/C# III TO DDA A/C# LETTER FROM CLIENT $950,000.00 Ending Balance $1,000,228.41 $335,842.91 $75,000.00 $228.41 $410,842.91 $335,842.91 $50,000.00 $410,614.50 $500,000.00 $460,614.50 $1,000,000.00 $1,160,614.50 $25,000.00 Credits Balance $160,614.50 $200,000.00 $960,614.50 EFTA01561077 October 01, 2003 - October 31, 2003 NEW YORK STRATEGY GROUP, LLC Primary Account Number: Page 7 of 7 JPMorgan Private Bank Important Information about Your Statement Personal accounts are subject to the Deposit Accounts Agreement or the General Terms For Accounts and Services. Business accounts are subject to the Terms and Conditions for Commercial Accounts or the General Terms For Accounts and Services. Your accounts, unless otherwise indicated on the statement, are held by JPMorgan Chase Bank (the "Bank"). Deposit accounts held at the Bank, including checking, savings, CD, and money market accounts, are FDIC insured. In Case of Errors or Questions About Your Electronic Funds Transfers (personal accounts only) Telephone or write to the Bank if you think your statement or receipt is wrong, or if you need more information about an electronic transaction on a statement or receipt. The phone number for inquiries is printed on the front of this statement. The address for inquiries appears below. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. • • Tell us your name and account number. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. • Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 business days for transactions outside the U.S. and point-of-sale transactions), we will recredit your account for the amount you think is in error so that you will have use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non Electronic Transfers Please examine your account at once. If you feel an error has taken place or have questions concerning a non-electronic transaction, telephone or write us within 30 days. The phone number is printed on the front of this statement. The address appears above. If no report is received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they obligations of or guaranteed by JPMorgan Chase Bank, or its affiliates or any federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested. The distributor of the JPMorgan Funds is JPMorgan Fund Distributors, Inc. which is not affiliated with the Bank. The Bank and its affiliates EFTA01561078 receive compensation from the JPMorgan Funds for providing services to the funds. Read the JPMorgan Funds prospectuses carefully for details, including fees and expenses, before investing or sending money. JPMorgan Select Shares of the Connecticut Daily Tax Free Income Fund, Inc. and JPMorgan Select Shares of the New Jersey Daily Municipal Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with JPMorgan, are the funds' distributors and investment advisor. Reich & Tang Distributors Inc. is a member NASD. The Bank is not a registered broker-dealer. Securities transactions may be through JPMorgan Fund Distributors, Inc. a subsidiary of the Bank, is a member of NASD/SIPC. IRA Accounts Accounts of the Bank as trustee, or as discretionary investment manager for an ERISA plan or an IRA that hold Fiduciary Shares (as described below) do not bear any portion of investment, administrative, custodian or other charges paid to the Bank or its affiliates for services to JPMorgan Funds for which a rebate process has been established since these charges are subject to rebate as defined below. For accounts of the Bank as trustee, or discretionary investment manager for an ERISA plan or an IRA, which hold shares in the JPMorgan Funds other than Fiduciary Shares, the Bank receives fees for services from the JPMorgan Funds but waives account fees with respect to the funds so held. "fiduciary Shares" means shares of JPMorgan Select Funds and Institutional Shares of the JPMorgan Bond Fund II, JPMorgan Short-Term Bond Fund II, JPMorgan Intermediate Bond Fund II, and JPMorgan Large Cap Equity Fund held in Bank trust accounts or in discretionary investment management accounts at the Bank held by ERISA plans or IRAs. "Rebate" means an amount returned by the Bank to the account which holds the Fiduciary Shares. The rebate amount represents the portion of servicing fees paid to the Bank by the mutual fund with respect to Fiduciary Shares. Please direct all inquiries to your Morgan Account Officer at JPMorgan Private Bank Client Service 500 Stanton Christiana Road, 1/OPS3 Newark, DE 19713-2107 EFTA01561079