EFTA01463471.pdf

EFTA01463471 EFTA01463472 EFTA01463473 EFTA01463474 EFTA01463475 EFTA01463476 EFTA01463477 EFTA01463478 Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium" Elite Business Accounts 0 Checking Acct. # Private Wealth Premium" Elite Personal Accounts Q Checking Acct. # Private Wealth Premium" Banking Services Q Consumer Debit Card # ❑ Elite Checking with Interest Acct. # APY Q Elite Money Market Deposit Acct. # APY ❑ Certificate of Deposit Acct. # APY Term ❑ Elite Checking with Interest Acct. # APY 0 Elite Money Market Deposit Acct. #_ APY ❑ Certificate of Deposit Acct. #_ APY Term ❑ Joint Applicant Debit Card # Q Business Debit Card # Q Deluxe Checkbook Style # ❑ Name Only [g Name and Address Q Duplicate Statement Addr ❑ DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms EFTA01463479 and Conditions) Private Wealth Premium Internet Banking Services [7] DB Private Wealth Online Plus ❑ Link to Existing Online Relationship ❑ DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) ❑ Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # City Zip Code^ ❑ Mailing address (if different) Name Addr State City State Zip Code TM APY. Target Amount Trigger Amount (User/Co. ID Number) Client Relationship ❑ Individual Account Q Joint Tenants with Right of Survivorship ❑ Custody under NY UTMA [7] Corporation I I Foundation ❑ Limited Liability Company ❑ Partnership D Joint Tenants in Common ❑ Non-Profit Organization ❑ In Trust For/Payable on Death/As Trustee for ❑ Trust ❑ Limited Liability Partnership ❑ Attorney Trust Escrow ❑ Landlord Master Escrow ❑ Estate 13-AWM-0101 EFTA01463480 NAOSOD00014165-000098836 013959 032613 Account Title and Joint Application Information Southern Trust Company, la Name of Account Title (last name, first name, middle initial) or Business Social Security Number or Taxpayer ID Number 6100 Red Hook Quarter B3 Address Joint Applicant (last name, first name, middle initial) Social Security Number or Taxpayer ID Number Address _St Thomas City, State and Zip Code Home Telephone Number ness Busi Tele hone Number Date of Birth NQlLaDDlicable_Q0802 City, State and Zip Code Home Telephone Number Business Telephone Number Date of Birth Name of Employer Name of Employer Address Address Not applicable City, State and Zip Code City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For EFTA01463481 new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments EFTA01463482 or deliveries. 13-AWM-0101 013959.032613 2 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations; Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiary(ies), partner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that ali of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance You understand that this application is subject to acceptance by DBTCA. Account Holder's Signature Date Joint Account Holder's Signature Date EFTA01463483 For Bank Use Only Reviewed by; Name Title Date Accepted by DBTCA: Name Title Date Accepted by DBTCA: Name Title ❑ NOC Date 3 13-AWM-0101 013959.032613 IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed beiow. [FOR BUSINESS USERS] Southern Trust Company, Inc Business Name Name/Tiiie Date Sig nature DEUTSCHE BANK TRUST COMPANY AMERICAS By Print Name/Title ❑ate [FOR ALL OTHER USERS] Account Name Name/Title Signature Date 13-AWM-014Z 010193.040113 21 Barcode Num Deutsche Asset & Wealth Management DB Private Wealth Online Plus Account Opening Application Client Information Southern Trust Company, Inc. Client/Company Name Online Contact Name Southern Trust Company, Inc. Title 6100 Red Hook Quarter B3 Address EFTA01463484 St Thomas Not applicable 00802 Zip Code State Phone Number Email address Accounts and Services (please check services for each account) Account Reconciliation (Fess Apply) Balance & Activitiy Reporting Positive Pay (Fees Apply) Wire Transfer Account Number Book Transfer Bill Pay ACH EFTA01463485 a The ACFI Daily Limit is the daily aggregate dollar amount of ACH transactions (payments and collections) you may send through Private Wealth Online Plus. The Wire Transfer Daily Limit is the daily aggregate dollar amount of wire transfers you may transmit through Private Wealth Online Plus. ACH Daily Limit $ Wire Transfer Daily Limit $ Note: By signing below, you acknowledge and agree that Deutsche Bank will make reasonable efforts to adhere to the ACH Daily Limit and Wire Transfer Daily Limit set forth herein, but shall have no obligation to do so. Further, you acknowledge and agree that, in accordance with the terms of the internet Banking Services Agreement, Deutsche Bank may place (and adjust) daily dollar limits on the amount that may be transferred at any time, and from time to time, for any reason or for no reason. Wire Transfer Security Code (Optional) Alpha Numeric Security Code 6-25 characters Security Code EFTA01463486 If I have selected to receive Internet Banking Services, I understand that I will be required to enter a separate Internet Banking Services Agreement with Deutsche Bank before I can access the Internet Banking Service. For Office Use Only; Primary Officer: Secondary Officer: Account Holder's Signature Date Prepared by: Date: Approved by Wealth Advisor: Print Name Note: Access to DB InSight is the recommended portal to DB Private Wealth Online Date: N AOSOD00014165-000098841 13-AWM-0135 009614.032613 Deutsche Bank Mrinagomeiil I ■ ; For Bank Use Only Account Number(s); Certificate of Corporate Resolutions in favor of Deutsche Bank Trust Company Americas The undersigned (the "Undersigned") hereby certifies that; 1. (a) the Undersigned is the duly appointed Secretary or other officer or director duly authorized to (i) certify as to the corporate resolutions or consents ("Corporate Resolutions") of the board of directors or other governing body (the "Board") and (ii) to keep the records of Southern Trust Company, Inc , (the "Corporation") a corporation duly organized, in good standing, and existing under the laws of. and (b) the following is a true copy of the Corporate Resolutions of the Board, duly adopted in accordance with applicable law and governing organizational documents with respect to the account type(s) indicated below ("Account(s)"): K3 Deposit Account(s) D Custody Account(s) D Investment Advisory Account(s) (please select all that apply); D discretionary n non-discretionary "RESOLVED, that it is desirable and in the best interests of the Corporation, and the Corporation is authorized, to designate Deutsche Bank Trust Company Americas (the "Bank") as depositary, custodian or investment advisor, as applicable, for such property as designated by the Corporation from time to time, and to open and maintain Account(s) EFTA01463487 with the Bank. RESOLVED, that the Corporation be bound by the terms and conditions set forth in any agreement or contract governing Account(s) (the "Account Agreement(s)") and any other document relating to products or services provided in connection with Account(s), as revised and/or amended from time to time (collectively, the "Agreements"). RESOLVED, that the directors, officers, employees and/or agents of the Corporation (the "Authorized Signer(s)") whose names, titles and signatures appear below, as amended from time to time by the Corporation, are hereby authorized and directed, for and on behalf of the Corporation, to open, maintain, manage or close Account(s), to execute the Agreements, and to exercise and direct the exercise of all duties, rights and powers, and to take all actions necessary or appropriate in connection with the opening, maintenance, management or closing of Account(s) in the name of the Corporation, pursuant to the terms and conditions specified in the Agreements, and any applicable laws, rules and regulations. The Bank is authorized to accept instructions from the Authorized Signer(s) in connection with Account(s), including, but not limited to, endorsements and deposits of negotiable instruments, checks or other orders for the payment of money, and instructions to deposit, withdraw, transfer, deliver or assign assets in Account(s), sell any assets in Account(s), including but not limited to assets listed as "held elsewhere," buy any assets for Account(s) and retain the services of an advisor, including the Bank, consultant or broker/dealer to manage all or part of assets in Account(s), all on such terms as the Authorized Signer(s) direct. RESOLVED, that the Bank may conclusively assume that all actions taken and instructions given by each of the Authorized Signer(s) have been properly taken or given pursuant to authority vested in such Authorized Signer(s) and the Corporation shall indemnify and hold the Bank harmless from all claims, liabilities, losses, costs, expenses (including attorneys' fees) related to or arising from any action or inaction by any such Authorized Signer(s). RESOLVED, that the omission from these Corporate Resolutions of any document, arrangement or action to be taken in accordance with the Account(s) or the Agreements shall in no manner derogate from the authority of the Authorized Signer(s) to take all actions necessary, desirable, advisable or appropriate to consummate, effectuate or carry out the transactions contemplated by the foregoing Corporate Resolutions. RESOLVED, that all actions taken and expenses incurred heretofore by the Board or the Authorized Signer(s) in connection with the Account(s) or the Agreements are hereby ratified, approved and confirmed in all respects. RESOLVED, that if indicated below, the Authorized Signer(s) is/are authorized to delegate any and all of the powers enumerated in these Corporate Resolutions in connection with the Account(s) to such person(s) as the Authorized Signer(s) may elect. Such delegation shall be made via the execution of the form of Appointment of Agent(s) annexed hereto as Exhibit A." 11-PWM-0893 (11/11) EFTA01463488 009700.112111 1 AUTHORIZED SIGNER(S): If any Authorized Signer named below is an entity and not a natural person, please attach an Authorized Signatory list. Print Name Authorized (select one): 0 Individually D Jointly with ❑ Other D Check only if the above Authorized Signer is authorized to grant powers enumerated in these Corporate Resolutions to agents. Title Signature Print Name Authorized (select one): o Individually ❑ Other D Check only if the above Authorized Signer is authorized to grant powers enumerated in these Corporate Resolutions to agents. Title D Jointly with Signature Print Name Authorized (select one): D Individually ❑ Other, D Check only if the above Authorized Signer is authorized to grant powers enumerated in these Corporate Resolutions to agents. Title Signature D Jointly with Print Name Authorized (select one): D Individually ❑ Other D Check only if the above Authorized Signer is authorized to grant powers enumerated in these Corporate Resolutions to agents. Title D Jointly with Signature 2. The above Corporate Resolutions are in full force and effect and have not been modified or amended since the date shown below. 3. The Bank may rely conclusively on the instructions of the Authorized Signer(s) in every respect unless or until the Bank receives written notification of the revocation and has had reasonable time to act on such notice. 4. No one other than the Corporation has any interest in Account(s) opened and maintained in the name of the Corporation. 5. The titles and names of the Authorized Signer(s) appearing above, whose signatures appear above or on any attached signatory list, are true, correct and genuine. The authorities previously granted to any Authorized Signer not named herein are hereby revoked. Corporate Seal (if required) In witness whereof, on the date shown below, I have subscribed my signature EFTA01463489 and affixed the seal of the Corporation (if required). If no seal is provided, the Corporation is representing that no seal is required. Signature: Print Name and Title: Date of this Certificate of Corporate Resolutions; [Fill in date - this document is not valid if date is left blank] **lf the Secretary or other authorized officer or director is one of the Authorized Signers named above, this Certificate of Corporate Resolutions must be confirmed below by another officer or director of the Corporation who is not designated an Authorized Signer above unless the Authorized Signers are the only officers or directors of the Corporation. Confirmation Signature: Print Name and Title: 11-PWIVI-0893 (11/11) 009700.112111 2 I . 1 ' 1' •:) ■ Signature Card Deutsche Bank Trust Company Americas Account Number ❑ Individual Q Joint, with Rights of Survivorship Corporate ❑ nr/POD/ATF* ❑ Partnership r—I Joint, Tenants in Common ❑ Limited Liability Corporation ❑ Other Southern Trust Company, Jnc, Account Holder Title Number of Signatures Required: Signature Print Name Signature Print Name Signature Print Name Signature Print Name Approved Power of Attorney Date Specimen Signature EFTA01463490 Date of Power of Attorney * For ITF/POD/ATF See Supplemental Terms and Conditions NAOSOD00014165-0000988" mm I V^ I i; v\'. :,:t I : li t . r Signature Card Oeuisthe Bank Trusi Company Americas Account Number Q Joint, Tenants In Common n Individual Q Joint, with Rights of Survivorship 0 Corporate ❑ ITF/POD/ATF' ❑ Partnership ❑ Limited Liability Corporation Southern Trust Company, Inc. Account Holder Title Q Other Number of Signatures Required: Signature Print Name Signature Print Name Signature Print Name Signature Prim Name Approved Power of Attorney ❑ate Specimen Signature Date of Power of Attorney • For ITF/POD/ATF See Supplemental Termsand Conditions N AOSOD00014165-0000988" EFTA01463491