EFTA01361666.pdf

Deutsche Asset 1 & Wealth Management Davisfle Ben* 0,.44., Dwain bot.,40.n..-. Weep" Oestiete gm& terve:let Mc Nay VykONIc• PO Be, 1776. BertWOO. MD 21203 31aM Axa,R.3NN rbv Plow*AP. NY 10154 (MI 4144/11. Ns% 211114091. Statement Period: 12/0112014 - 12/31/2014 Portfolio Holdings (continued) Unrealized Estimated Estimated Date • sired Ovanti Unit Cost Cod Bads Market Price Market Value Gain! Loss Annual Income Yield Equities (continued) Preferred Sods (Listed by expiration dale) ALLY FIN L INC FIX TO FLT Security Identifier: ALLY PRB DIV-8.50% FREO.OTR.YCALLABLE@ 25.00 CUSP 02005N308 ON A OTRLY BASS AFTER 05/15/2016 Dividend Option: Cash 02103/12 '.13 46,600.000 19.3820 903.217.51 26.8800 1 252.608.01 349,390 50 99.025 00 790% 02/09/12'•13 80,000.000 20.1250 1,610,000 00 26.8800 2 150.399 99 540.399 99 170,000.00 7.90% Total Noncovered 126,600.000 2 513 217 51 3,403,006.00 669,790.49 269,025.00 Total 126,600.000 $2,513,217.51 $3,403,005.00 $889,790.49 $269,025.00 GM AC CAP TR I GTO TR PFD SESSER 2 CPN- Soddy Identifier: ALLY PRA 8.125% FREO ORTLYMATY-02/1512040 CALL CU SIP 381860208 ANYTIME @ 25 W130 DAYS BEGINS 02/15(16 Dividend Option: Cash 02122/12'.13 80,000.000 23.5350 1,882,773.80 26.3800 2.110.400.00 227,626 40 182,500.00 7.89% ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG Security Identifier: RBSPRT SER T PFD CPN .7.25% FREO ORTLY PEPP M TY CUSP. 780097713 CALL@ 25 ANY W/30 0 NOTICE AFTR 12/31/12 Dividend Option: Cash 10/24/12'.13 40,000.000 231900 951.600 00 25.4900 1,019.599 99 67.999.99 72.500.00 7.11% 01/07/13'•13 40,000.000 24.4400 977.600 00 25.4900 1,019,599.99 41,999.99 72.500.00 7.11% 01/14/13'.13 40,000.000 24.8800 995,200.00 25.4900 1.019.600.02 24,400.02 72,500.00 7.11% Total Noncovered 120,000.000 2,924,400.00 3,055,800.00 134,400.00 217,500.00 Total 120.000.000 $2,924,400.00 63,055,800.00 $134,400.00 8217.500.00 Total Preferred Sods $7,320,391.11 $8,572,208.00 $1,251,816.69 $649,025.00 Total Equities $47,673,875.64 $54,159,000.61 $6,465,124.67 $2,083,953.27 Page 9 0121 Account Number. N40-023804 Rstat E•clent FI-0100S ISCSV 30023 OPAU.IMMA Cio paperless f vary Yaw tone• ..}001 DALOAR RATED COMMONICATK,I6 SO TI-ERN FINANCIAL Ile ASK frAmalrr t-Ottrnav eXallENC? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050891 CONFIDENTIAL SDNY_GM_00197075 EFTA01361666