EFTA01373655.pdf

DBOI Global Services Private Limited Block 5.6. 7. Velankani Tech Park. No..43. Electronic City. Hosur Road. 5W100 Bangalore. India Tel. Mobile Email Backup details - Ganesh Balk Bharath-Kumar For Escalations lease contact Level 1 - Kann Level 2 - Balaji PasimortPeepooK --- Forwarded by Marikandan Muralidharan'dbidbcom on 12+18+2014 01:00 AM — Delhi Salcafirlb/dbcomeDBCOEX From. Jofin Vargheseidb/dbcom@DBAMERICAS, To. CAGNY NCArdlitelbcomigDBAmericas, Manikandan Muralidharantb/dbcom@DBAPAC, Sujith Shettyrdliklbcom@DBAMERICAS. US-CB CO. SAMUdtildbcomeDBAMERICAS. Anastasia Pringlerdb+dbcom. Kumud Shaimardb/dbcom.06APAC 12/1712014 10.08 PM Dam RE: EDD package for the RID : 0NB-120902 LKYCUS-3443 Party name SotAhem Financial LW Ill Subject: Classification: For Internal use only Jofin, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial LLC. Therefore, the following key statements made within the document will need to be validated: • "Epstein is also the sole shareholder of Corporation" (i.e., Southern Trust Company, Inc.), and • "the Corporation is the sole member of Southern Financial LLC" In order to validate the above, please provide the following supporting documentation: • For Southern Trust Company, Inc.: proof of incorporation/formation and proof of appointment of the board of directors. You will also need to identify the board members as control persons for this account since they would be controlling Southern Financial Lit through Southern Trust Company, Inc. PCR/RDC searches would also be required. • For Southern Financial LLC: Operating Agreement or other valid proof that Southern Trust Company, Inc. is the sole member of Southern Financial LLC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067954 CONFIDENTIAL SDNY_GM_00214138 EFTA01373655