EFTA01499798.pdf

SOUTHERN FINANCIAL LW ACCT- For the Period 11/1/13 to 11/30/13 Type Quantity Settle Date Selection Method Description Cost Amount Withdrawals 11/25 Misc Disbursement TRANSFERRED BY WIRE TO PERSHING LLO FAO (5,992,414.75) SOUTHERN FINANCIAL LLC AS REQUESTED TRADE ACTIVITY Note L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss - Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss Settled Sales/Maturities/Redemptions 11/1 Sale COUNTRYWIDE HOME LOANS 2003-26 CL 81 5.33684% (1,310.426 807) 80.00 1,048.341 46 (1,009,028 64) 39,312.82 I. 11/8 High Cost 08/25/2033 DTD 06/01)2003 @ 8000 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3,325,000.00 (ID: 12889E-RR-9) 5/23 Sale TO REVERSE ENTRY OF 08/15/2013 ZIONS 1,500,000 000 100.625 (1,509.375.00) 1,500,000.00 (9.375.00) S8 11/18 High Cost BANCORPORATION VAR RT 12/31/2049 DTD 05/21/2013 © 100.875 1,513,125.00 BROKERAGE 3.750.00 JP MORGAN SECURITIES LLC (BIDL) AS OF 08/15/13 (ID: 989701-BD-8) 5/23 Sale ZIONS BANCORPORATION VAR RT 12/31/2049 DID (1,500,000.000) 100.875 1,513,125.00 (1,500,000 00) 13,125.00 St 11/18 High Cost 05/21/2013 at 101.125 1,518,875.00 BROKERAGE 3,750.00 JP MORGAN SECURITIES L10 (BIDL) (ID: 989701-BD-8) 11/20 Principal Payment SEQUOIA MORTGAGE TRUST 11 CL 81 VAR RT (4.397.390) 100.00 4,397.39 (3.243.08) 1,154.31 S 11/20 Pro Rata 12/20/2032 DID 10/30/2002 PAYMENT A/C PRINCIPAL (ID: 81744A-AB-4) JP Morgan Account Page 16 of 28 Consolidated Statement Page 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023605 Chase CONFIDENTIAL SDNY_GM_00292803 EFTA01499798