EFTA01518364.pdf

GHISLAINE MAXWELL -OAP HID ACCT. For the Period 4/1/13 to ♦/31/13 Trade Date Per Unit Sett '.e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4 25 Purchase IMPERIAL TOBACCO PLC ADR . 70.8518 4,251.11 60.000 70.892 (4,253.51) 430 BROKERAGE 2.40 ESI SECURITIES COMPANY (ID: 453142-10-1) Total Settled Securities Purchased ($487,810.58) Trade Dale Type Per Unit Realized Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gaintoss Pending Sales, Maturities, Redemptions 4,26 Sale DIAGEO P L C SPONS ADR NEW (ID: 252430-20-5) (40.000) 120.428 4,815.42 (4,728.39) 87.03 S 511 Trade Dale Per Unk Est. Settle Date Type Description Quantity Amount Market Cost Pending Securities Purchased 426 Purchase IMPERIAL TOBACCO PLC ADR (ID: 453142-10-1) 375.000 70.752 (26,547.34) 511 JP Morgan Page 18 of 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045589 Chase CONFIDENTIAL SDNY_GM_00314787 EFTA01518364