EFTA01361673.pdf

Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Desaiption Quantity Price Amsued Interest Amount Currency Distributions (continued) 12126/14 LONG TERM CAPITAL GAIN 60000 SF RS WISDOM TREE TR MAN HEDGED EQ ITY FD RD 177,726 00 USD DISTRIBUTION 12/23 FO 12126114 DX1 12/29/14 RETURN OF PRINCIPAL 4500000 COW. TRYWIDE HOME LOANS SER 03-1 CL B1 3.381.15 USD RECEIVED 4.090% 03/25133 B/E DTD 01130/03 RD 11128 PD 12/25114 12669DYS1 Total Distributions- UNITED STATES DOLLAR 0.00 291,149.16 Money Market Funds 12/16114 MOKEY FIAD PURCHASE DWSGOVTCASFINSTL 119.25010 USD US0999997 12117/14 MONEY FUND PURCHASE DWS GOVT CASF IA STL •148.12500 USD US0999997 12/24/14 MONEY FLO PURCHASE DWS GOVT CASF IA STL -29,25750 USD USD999997 12/29/14 MONEY FL AD PURCHASE DWS GOVT CASF IA STL 116.028.22 USD USD999997 12130/14 MONEY FUND PURCHASE DWS GOVT CASF -43,73908 USD USD999997 12/31/14 MONEY MARKET FUND DWS GOVT CASH 'ASTI. INCOME REINVESTED -1,114.49 USD REINVESTM ENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 ,657,514.29 Total Value of Transactions 0.00 54,375.00 050 The price and quantity displayed may have been rounded. Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends GENERAL ELECTRIC CO COM 12/22/14 01126115 23.000 000 0 230000 Cash 5.290 00 Total Cash Not Yet Received $5,290.00 Pace 16 of 21 Account Number Cio paperless ,, SOLTI- ERN FINANCIAL LAC Ati, A.OO* C 1.,,, I ^.{(1, C7 7 I) N( CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050898 CONFIDENTIAL SDNY_GM_00197082 EFTA01361673