EFTA01454974.pdf

I e an raup 01 Aug 2014 SOUTHERN FINANCIAL, LL Page 2 Of 2 Request As of 01 Aug 14 at"' Deulths Bank AO SOUTHERN RNANCIAL, LLC PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEuroCpl 21-No0-2013 2041o/.2014 25.11ov.2014 (LOCO CO3 CV, USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 ;Te Clio 26? 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-No4014 25-Nov-2014 (21.OOO00) USD 0 JPY LONG EUICPEAN 0.0003 6.43349 710423461 FINANCIAL. LLC owhOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 2011ov.2014 25-Nov-2014 (21,OXl CC) USD 0 JPY LONG EUROPEAN 0.0000 4,282 11 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3aeOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 FY LONG EtPCPEAN 0.0000 2,84468 710423465 FINANCIAL. LLC ouchOpt 407339131/ SOUTHERN FiEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USD SHORT EIPCPEAN PUT 1.3450 ;89.72220) 806424249 FINANCIAL 110 407339131/ SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 OD EUR (13.80001:0.00) LSD LONG ELRCPEAN CALL 1,3803 2.47618 806424264 FINANCIAL. LLC Subtotal: /45 591 CO Total: (95,691.00) Statement ID : 20140801_20140804_1 The valuation information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113470 CONFIDENTIAL SDNY_GM_00259654 EFTA01454974