📄 Extracted Text (418 words)
Deutsche Bank
13 February 2015 Deutsche Bank AG London
Winchester House
1 Great Winchester Street
London EC2N 2DB
Telephone: +44 207 545 8000
do Deutsche Bank Securities Inc
60 Wall Street
New York, NY 10005
Southern Financial LLC
6100 Red Hook Quarter
ST Thomas VI 00802 Internal Reference Number. NY-NYCC418I 76.740
THIS REPLACES AND SUPERSEDES ALL EARLIER DATED CONFIRMATIONS UNDER THIS
TRANSACTION REFERENCE NUMBER.
Our Transaction Reference Number: NY 618176
Dear Sir / Madam.
The purpose of this facsimile agreement (this "Confirmation") is to confirm the terms and conditions of the
Transaction entered into between Deutsche Bank AG acting through its London branch ("Party A") and
Southern Financial LLC ("Party B") on the Trade Date specified below (the"Transaction").
DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S. SECURITIES
EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. ("DBSI") HAS ACTED SOLELY AS
AGENT IN CONNECTION WITH THIS TRANSACTION AND HAS NO OBLIGATION, BY WAY OF
ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH RESPECT TO THE PERFORMANCE
OF EITHER PARTY UNDER THE TRANSACTION. AS SUCH, ALL DELIVERY OF FUNDS, ASSETS,
NOTICES, DEMANDS AND COMMUNICATIONS OF ANY KIND RELATING TO THIS TRANSACTION
BETWEEN PARTY A AND PARTY B SHALL BE TRANSMITTED THROUGH DBSI. DEUTSCHE BANK AG
ACTING THROUGH ITS LONDON BRANCH IS NOT A MEMBER OF THE SECURITIES INVESTOR
PROTECTION CORPORATION (SIPC).
The definitions and provisions contained in the 2006 ISDA Definitions (the "2006 Definitions") and in the 2002
ISDA Equity Derivatives Definitions (the "Equity Definitions", and together with the 2006 Definitions, the
"Definitions"), in each case as published by the International Swaps and Derivatives Association, Inc. are
incorporated into this Confirmation. In the event of any inconsistency between the 2006 Definitions and the
Equity Definitions, the Equity Definitions will govern. In the event of any inconsistency between the Definitions
and this Confirmation, this Confirmation will govern. References herein to a "Transaction" shall be deemed to
be references to a "Swap Transaction" for the purposes of the 2006 Definitions.
This Confirmation constitutes a "Confirmation" as referred to in, and supplements, forms a part of and is subject
to, the ISDA 2002 Master Agreement dated as of 28 October 2013, as amended and supplemented from time
to time (the "Agreement"), between you and Deutsche Bank AG. All provisions contained in the Agreement
govern this Confirmation except as expressly modified below.
The terms of the particular Transaction to which this Confirmation relates are as follows:
General Terms:
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0056900
CONFIDENTIAL SDNY_GM_00203084
EFTA01365788
ℹ️ Document Details
SHA-256
cd2a54a8f4c31207eb7ed7adaccc048ef826f1032092576fb1159b35e7e8c7e9
Bates Number
EFTA01365788
Dataset
DataSet-10
Document Type
document
Pages
1
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