EFTA01480590.pdf

keep Mr. Epstein as a PB client. Staley and PB then decided that his PB relationship will be for banking and custody only. We no longer provide brokerage execution capabilities for Mr. Epstein's accounts. Bear Stearns will hold the brokerage relationship with Mr. Epstein I— TRW/CIC r Lexis Nexis r Dun Bradstreet r Bank References r Directories r Bus Social Contacts r Other Summary Summary Of Findings: The entity is 100% owned by Jeffrey Epstein and a complete DDR is on file for Mr. Epstein. Jeffrey Epstein is an existing client of PB. In years past, Mr. Epstein was an active brokerage client, particularly in foreign exchange, and as of this year he is a custody-only client. Formerly, Jeffrey Epstein was a money manager to high net worth individuals, most notably Leslie Wexner. Wexner was a JPM client and then retained Epstein in the late 90s. Mr. Wexner terminated his relationship with Epstein in 02/2008. Epstein is well known to several lPM PB employees and to Jes Staley. Mr. Epstein was convicted of a felony charge in 2008 and is currently serving an 18-month prison sentence. Jes Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PB client. Staley and PB then decided that his PB relationship will be for banking and custody only. We no longer provide brokerage execution capabilities for Mr. Epstein's accounts. Bear Stearns will hold the brokerage relationship with Mr. Epstein Anticipated Product(s) Deposits Client Hierarchy Assignments GRAY SHADED AREA CONTAINS SPN/CAS ID ASSIGNMENT INFORMATION Banker SID N256838 Banker BAC: 8634--CHBG FNEN: 01 Does the DOR have Multiple No Entities? Client Hierarchy and Additional Entity Assignment: Name Tax ID # Existing Linking to CAS Id DM Id lege, Inc. 0220476622 9710670 708 Linked to DM Name SPN No CAS ID JEFFREY E EPSTEIN . Contact Information for each entity named within the Client Hierarchy Table: Associated Entity Date of Birth averment issued Tax ID # Citizenship I.D Obtained Jege, Inc. • . . Do any of the above entities require a joint SPN? No Select Yes, if multiple entities will share the same account (OMNI, CASII or Olympic) Does the DDR have Multiple Owners? No Confidential Treatment Requested by JPM-SDNY-00002790 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271988 EFTA01480590