EFTA01453137.pdf

I agree that we should put together on-boarding packets for each type of client, I will take ownership of these and work on putting them together. With regards to client set up for Capital Markets trading, thus far I have only been involved on the AwM/PCS side (i.e. options, SP's, FX). As such, I do not have the extensive list of what would be required for Autobahn/CB&S set up. I will reach out to the appropriate parties downtown to get this information and provide it as soon as I have it. Thanks Kev Kind Regards, Jay Lipman (Embedded image moved to file: pic30329.gif) Jay Lipman Analyst I Key Client Partners DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Mobile Email From: Kevin Quinn To: Jay Lipman Cc: Tazia Smith Date: 01/24/2014 01:31 PM Subject: New Capital Markets Flow Client - Onboarding Package [I] Classification: For internal use only Jay, we will be setting up a new client to trade capital markets in KCP. would be good to have a full set-up kit ready for these types of clients. Can you prepare a list of requirements? Cash, options, futures, CB&S, autobahn etc. I will review with you afterwards and then we can aggregate all paperwork and basic KYC requirements. Believe you have all this from Epstein. Please at least provide the list today. Let me know if you have any questions. Kevin (Embedded image moved to file: pic12742.gif) Kevin Quinn Associate I Key client Partners US DB Securities Inc Deutsche Asset & Wealth Management CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110585 CONFIDENTIAL SDNY_GM_00256769 EFTA01453137