EFTA00165703.pdf

Qeutsche Asset & Wealth Management --re- ci t.7, DBTCA Deposit Account Opening Application Private Wealth PromiumtM Private Wealth Premium TM Private Wealth PremiumTPA Elite Personal Accounts Eli Business Accounts Banking Services O Checking Acct. N Checking Acct. N O Consumer Debit Card N O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card N Acct. N Acct. N APY O Business Debit Card tt O Elite Money Market Deposit Elite Money Market Deposit Acct. N Acct. N fl e- Icali4e Checkbook Spile APY APY 6 tmacfreix, Coy-164i, O Certificate of Deposit ❑ Certificate of Deposit O Name Only p cri •3- 3?0-rn( Acct. N Acct. N (Name and Address Tr\ Qt rGait APY APY Co cce. C tetx, Term Term O Duplicate Statement PARCHME:. r Addr O DB AG NY Preferred O DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. 49 Acct. tt State Zip Code APY APY D Mailing address (if different) Term Term Name Promo term Promo term Addr (DBTCA deposit account required, (0BTCA deposit account required, along Wile a DB AG Preferred Terms along with a DE) AG Preferred Terms City and Conditions) and Conditions) State Zip Code Private Wealth PremiumTP4 O Cash Master Sweep Account Internet Banking Services Checking Acct. N O DES Private Wealth Online Plus Elite Money Market Deposit 04:ink to Existing Online Relationship Acct. N 10.30, St ) APY (User/Co. 0 Number) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA O Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship O Joint Tenants in Common O Non-Profit Organization O Partnership O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership Death/As trustee for O Trust O Landlord Master Escrow O Estate 13-AWM0t0i NAOSOD00015602-000104511 013959032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001445 EFTA_00014919 EFTA00165703  Accou se Joint Application Information Name of ccount "4— Joint Applicant (ast na Ir r Oast name, first name, middle initial) Soriai Security Num er or Taxpayer ID Number Social Security Number or Taxpayer ID Number COS° Leo mok Owot k3,3 Address t) 5 vi Address JT TA-enC _Natanticabte Cary, State and Zi City, State and Zip Code Nome Tale hone bet Nome Telephone Number Business Telephone Number Bushes: Telephone-Number pf d sta Birth Date oa-rth Name of Employer Name of Empioyer Address Address Not applicable City. State and Zip Code City. State and Zip Eod• Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address. and other information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, sowce of funds and, it necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the Information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verily these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (087CA). you agree to indemnity and hold harmless OBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You unoorstand that OBTCA may, but shall not be requited to. seek verification of your verbal, facsimile or email insunctions by call back. In case of douht. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. OBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the IINtime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of ail owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor chocks, orders or withdrawal requests from the survivor(s) alter the death of any owner(s) and may treat the account as the sole property of the survivors) after the death of any owner(s). unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner After the receipt of the notice referred to in the previous sentence, DBTCA may requite the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWhi-thei 013959.037613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001446 EFTA_000 14920 EFTA00165704  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Setvices Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of OBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in C0nneCti0n with assets, income or transactions in your account(s) and you; business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets. income or transactions in your accounts) and your business relationship with DBTCA. Furthermore. you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s). beneficiary(ies), panner(s). etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for hinVhed them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrept that all of the information provioed by you on this Application is accurate. The Terms and Conditions for Deposit Acc are subject to change. Accepts c You u erstand that this A corn Boider's Signature Date Joint Account Holder's Signature Data qriLteyiew ar: id rfby. eipstrr 0 C ... -sat: 1 ::&t.5 14 / .7.4 tr ,art .,fie, a. rt ztis; It 1-VM43,Plifiana. A'NTWaiaRfltastlt.45 414S-13 paliriiarin:Ct744M`Wafr.‘ 'neer sr" Va r acititi l l 'gr bitt 19. `Pi" ati: -kni•te, g I g` ;itc '#•%> int5 toNeL t` r att ye :44 N oaroxv.tar.ortr.$1,3.-AXY `tirAitettara-AS.MIArit4314."%taiiirtraltair.C.I4.'fitNir/WAtsts Ate," fIce t;ZW tstarc. wo%Aita,_ •Si , a t ig-flvial.btosf.Viswovsmmiow 'AR .2Pirft> 1. ,s, -' Y F.- , .:. . ..., ...L., ne + ,14/ 1.4{, fie `Da '- . '.4t .; . 0 . '1 ' thC it.Ttet. •,4 . V. ...r, .. 9-94Plss;om i; 1 9tr, ozsg - 04. ;'?ii,. , go n' ne ,..-A4r`g- liil cWN5sc-W ti...0•• -n,,,r4( 1.:atItienii.co.3i.V.,: ....•, .sti. eef /JAVA 'Me r r""laiiitte ;r a T ts lar t: 4 .0 t', ,+.7.4,..,„ 4 , x,:t.§ cvy si• .)i...iw• ., C?x,..s-A4 . I 'elk. . 4-,cvsn, 1 :thg.liaiglegign - g4:4:t0;:i ‘*J-_. 1.40:e4 3 13-AWM-0 tot 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001447 EFTA_000 14921 EFTA00165705  IN WITNESS WHEREOF, the undersigned. by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS' (FOR ALL OTHER USERS) Account Name Marne/Elle Signature Date WM134667 23 010198430613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001448 EFTA_000 14922 EFTA00165706