EFTA01384236.pdf

Portfolio Holdings (continued) Unrealized Estimated Estimated One Acquits Quantity Untl Cast Cost Bags Market Price Market Value Sinitoss Annual Income Yield EQUITIES (continued) Common Stocks (continued) CARVANA CO CL A Security Identifier: CVNA Dividend Option: Cash CUSP:146869M 06118/18 2,500.000 42.7900 106,975.00 32.7100 81,775.00 -25,200.00 06118/18 5,000.000 44.3400 221,699.15 32.7100 163,550.00 -58,149.15 06118/18 5,000.000 44.0400 220,200.00 32.7100 163,550.00 -56,650.00 06118/18 2,500.000 43.5400 108,850.00 32.7100 81,775.00 -27,075.00 06119/18 2,500.000 42.6740 106,686.00 32.7100 81,775.00 -24,911.00 06119/18 2,500 000 43.0850 107,712.93 32.7100 81.775 00 -25,937.93 06119118 2.500.000 42.1520 106,879.20 32.7100 81.775.00 -25,104.20 06119/18 2,500.000 42.8400 107,100.00 32.7100 81,775.00 -25,325.00 Total Covered 25,000.000 1,086,102.26 817,750.00 -268,352.28 Total 25.000.000 31,086,102.28 5817.750.00 .$268 352 28 50.00 UNITED TECHNOLOOESCORP COM Securely Identilier.UTX Dividend Option: Cash CUSIP.913017U 06120118 15.000 000 125.5300 1.882.944 30 106 4800 1 597 200 00 -285,744.30 44,100.00 2.76% Total Common Stocks 36,205,234.58 55.521.780.00 4683,454.58 $44,100.00 Preferred Stocks (Listed by expiration date) CITIGROUP INC CEP SUS REPSTG1,1300TH Seaway Identifier: C PRK PFD SER K DIV 6175% PERPETUAL LIMY CUSP:12967341 PERPETUAL CALL WS/23025.00 Dividend Online: Cash 02103/14 79,000.000 25.3090 1,999,418.90 26.2200 2,071,380.00 71.961 10 135,781.32 6.55% Total Preferred Stocks $1,999,418.90 $2,071,380.00 $71,961.10 6135,781.32 TOTAL EQUITIES $8,204,653.48 $7,593,160.00 4611,493.48 $179,881.32 Unionized Awned Estimated Cad Bath Markel Value dinLose Interest Annual Income TOTAL PORTFOLIO HOLDINGS 620,632,229.98 $19,756.141.88 4876,088.10 $22,284.21 $379,662.94 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as " noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 1099B, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal payd owns. The calculation is based upon the Page 4 of 10 Account Number: Rated [welled Clewing through Persales UM. • wholly eon, d 1O t2OCSI0NS G,2Ic paperiess Every Year Since 2007 OMAR MTIOCOMPAVNICA71O76 .absiwy BaStal New York Mellon Cerixwation (WY Melon) EXCELIDKE Per Oat LLC. membef AURA. NYSE StPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084321 CONFIDENTIAL SDNY_GM_00230505 EFTA01384236