EFTA01459319.pdf

Best, An L Ariane Dwyer Analyst I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 28 New York, NY. 10154-0004 Tel. +1(212)250-3228 Email ariane.thweredb.com PARsier-6, iv Peep:nen-A, Items For Attention - Voluntary Otter Details View Text Close Window Des :r GENERAL ELEC CO OTD Syrrbo 0E4317670 CUSIP 3696043M4 Offer EXCHANGE Otter Description OFFER BY GENERAL ELECTRIC CO. Sub/ect To IRC 302 Alhholcling NO Otiw Offers Avada Offer Dates an-CII Date 01/15/21316 Cut-Off Time 1900 00 Watbrawal Cate 01/15/2016 Wthdrawal Terns 12.00.00 &brat Or Date 01/1912016 Expirabon Time 23.59.00 Protected Date Offer DetaiN Odd Lot Over Subscrbe Mmir-uni Bud Maximum Sid Increments Member Factor • « FOREIGN RESTRICTIONS: THE PROSPECTUS DOES NOT CONSTITUTE AN OFFER TO BUY OR SELL OR A SOLICITATION OF AN OFFER TO BUY OR SELL EITHER Oil PREFERRED STOCK OR NEW PREFERRED STOCK IN ANY JURISDICTION IN WHICH. OR TO OR FROM ANY PERSON TO OR FROM IT IS UNLAWFUL TO MAKE SUCH OFFER OR SOLICITATION UNDER APPLICABLE SECURITIES LAWS OR OTHERWISE THE DOSIRIBUTION OF THE PROSPECTUS IN CERTAIN JURISDICTIONS (INCLUDING, BUT NOT LIMITED TO, AUSTRALIA, BELGIUM, CANADA THE EUROPEAN ECONOMIC AREA FRANCE, ISRAEL, ITALY. POLAND, SWITZERLAND. AND THE UNITED KINGDOM) MAY BE RESTRICTED BY LAW. PERSONS INTO WHOSE PARRFCRiON THE PROSPECTUS COMES ARE REQUIRED TO INFORM THEMSELVES ABOUT, AND TO OBSERVE. ANY SUCH RESTRICTIONS • GENERAL OFFER TERMS. GENERAL ELECTRIC COMPANY IS OFFERING TO EXCHANGE ANY AND ALL OF THE ABOVE OUTSTANDING SHARES (THE 'OLD PREFERRED STOCK, FOR THEIR NEWLY ISSUED 5.00 PERCENT FIXED-TO-FLOATING RATE NONCUMULATNE PERPETUAL PREFERRED STOCK SERIES D (THE 'NEW PREFERRED STOCK) AT AN EXCHANGE CONSIDERATION DESCRIBED BELOW - EXCHANGE CONSIDERATION. FOR EACH SHARE OF THE ABOVE OLD PREFERRED STOCK VALIDLY TENDERED (AND NOT VALIDLY WITHDRAWN) AND ACCEPTED IN THE EXCHANGE OFFER. HOLDERS 'MU. RECEIVE ONE SHARE OF NEW PREFERRED STOCK PLUS A CASH PAYMENT OF USD10.00 PER SHARE OF OLD PREFERRED STOCK EXCHANGED. • THE NEW PREFERRED STOCK WILL BE IDENTICAL TO THE OLD PREFERRED STOCK, EXCEPT THAT THE DMDEND RATES ON THE NEW PREFERRED STOCK WILL BE HIGHER, AND THE FIRST AVAILABLE REDEMPTION DATE WILL BE 01/21/21. + REDEMPTION: GENERAL ELECTRIC MAY REDEEM ANY OF THE NEW PREFERRED STOCK AT THEIR OPTION. TO THE EXTEND OF LAWFULLY AVAILABLE FUNDS. IN WHOLE OR IN PART, FROM TIME TO TIME, ON ANY DMOEND PAYMENT DATE ON OR AFTER 01/21/21. AT A REDEMPTION PRICE EQUAL TO USD1,000 PER SHARE, PLUS ANY DECLARED AND UNPAID DMDENOS TO, BUT NOT INCLUDING, THE REDEMPTION DATE OF THE NEW PREFERRED STOCK • EACH SHARE OF THE OLD PREFERRED STOCK HAS A LIQUIDATION PREFERENCE OF USD1.000 PER SHARE AS A RESULT, ALL INSTRUCTIONS MUST BE MADE IN DENOMINATIONS CF USD1,000 AND MULTIPLES OF US01.000 IN EXCESS THEREOF. • NOTE. PARTICIPATING HOLDERS TENDERING OLD PREFERRED STOCK THAT IS ACCEPTED IN THE OFFER WILL RECEIVE A CASH PAYMENT EQUIVALENT TO A DIVIDEND ACCRUING AT THE 5.00 PERCENT PER ANNUM FIXED DMDEND RATE OF THE NEW PREFERRED STOCK FROM 1211E/21 TO THE COMPLETION OF THE EXCHANGE OFFER • A MAILING WILL. BE MADE TO HOLDERS. PLEASE REVIEW THE OFFER DOCUMENT FOR FULL OFFER DETAILS. + MF YOU QUALIFY AND WISH TO PARTICIPATE IN THE EXCHANGE OFFER VIA IFA, SELECT *POSITIONS' THEN ENTER INSTRUCTIONS UNDER 'OPTION 1' UNDER THE EXCHANGE OFFER. TO EXCHANGE VIA THE REOR SYSTEM USE OFFER CODE 'EXC PLEASE NOTE THAT IN GENERAL TERMS. THE PAY CATE FOR VOLUNTARY CORPORATE ACTIONS IS 7-10 BUSINESS DAYS AFTER THE OFFER EXPIRES. 4+MARISOL•-• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0119651 CONFIDENTIAL SONY GM_00265835 EFTA01459319