EFTA01376797.pdf

From: Delores Rubin Sent: 5/30/2017 To: Tazia Smith ichard Kahn CC: Stewart oldfield [email protected]; Vahe Stepanian avide-A Sferrazza Subject: RE: Rothschild (C) Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised sizeable volume that has not been reflected on the tape. DODO secutities has been advertising crossing and trading stock for the past week and EXANE has advertised trading over 100,000 shares in the same time period. The stock has been in a range of 28 - 28.20 EUR and we would still be happy to work an order for you if it helps. Best regards, Delores Rubin Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 P k, NY, USA Tel. Emai From: Delores Rubin Sent: Wednesday, May 24, 2017 8:32 AM To: Tazia Smit 'Richard Kahn' Cc: Stewart Ol le Vahe Stepanian Davide-A Sferrazza <[email protected]> Subject: RE: Rothschild IC] Classification: Confidential Good Morning Richard, Very little activity so far today on Rothschild. Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care, but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller. DB would be happy to work an order for you using all of our institutional capabilities. Thank you. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073192 CONFIDENTIAL SDNY_GM_00219376 EFTA01376797