EFTA01344157.pdf

From: Vahe Stepanian Sent: 12/2/2013 10:22:42 AM To: CC: Amanda Kirby ; Lisa D Hurd I I; Subject: Re: Fw: Epstein - Assets to transfer [CI Attachments: pic02066.gif; pic27633.gif Classification: Confidential Janet, Hope you had a great weekend. Thank you in advance for your help with the below. Please see my notes below in red. JPM Southern Financial, LLc Assets to be transferred to Pershing LLC A/C ff Southern Financial, LLC 2,000,000 HSBC Cont Buffer SX5E 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP Cusip: 40432XFP1 tx via DTC - Okay to free deliver: Pershing DTC * = 0443 1,000,000 JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 25% CAP Cusip: 48126NVE4 tx via DTC - Okay to free deliver: Pershing DTC 8 = 0443 2,000,000 SG MARKET PLUS WTI CRUDE 08/05/14 LNKD TO CL1 78.75% BARRIER- 10%CPN ,UNCAPPED Cusip: 78423EH56 tx via DTC- Okay to free deliver: Pershing DTC * = 0443 3,000,000 LBG CAPITAL NO.1 PLC 144A VAR RT 12/29/2049 HELD BY EUROC ISIN: Pershing Euroclear * = Please confirm t/d, s/d a at we can match free delivery. LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN: - Pershing Euroclear N = Please confirm t/d, s/d an amount so that we can match free del... 2,500,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EUROCILE_ ISIN Pershing Euroclear a = Please confirm t/d, s/d and amount so that we can match free d EUR 291,846.67 EURO cash wire instructions needed. Relevant instructions: Bank: Citibank, Frankfurt SWIFT: CITIDEFF Account name: Pershin LLC IBAN: For Furt er cre 7 o: ou ern Financial, LLC Account N: JPM Southern Trust Co., Inc. Assets to be transferred to Pershing LLC A/C * 2,000,000 PETROLEOS DE VENEZUELA S 5% OCT 28 2015 HELD BY EURO AR ISIN Pershing Euroclear = Please confirm t/d, s/d an amoun so hat we can match. Thank you, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029415 CONFIDENTIAL SDNY_GM_00175599 EFTA01344157