📄 Extracted Text (691 words)
Amendment No. 3 to Form S-1
Table of Contents
Sharon Men, a member of the our board of directors, also serves on the board of directors of Bank of America Corporation, the
parent company of Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Conflicts of Interest
A portion of the net proceeds from this offering will be used to repay borrowings outstanding under the ABS/Safeway Term Loan
Facilities. Because one or more funds or accounts managed or advised by an investment management affiliate of Guggenheim
Securities, LLC are lenders under the ABS/Safeway Term Loan Facilities and may receive 5% or more of the net proceeds from this
offering, Guggenheim Securities, LLC is deemed to have a "conflict of interest" within the meaning of Rule 5121. As such, this offering is
being conducted in accordance with the applicable requirements of Rule 5121. Rule 5121 requires that a "qualified independent
underwriter" meeting certain standards participate in the preparation of the registration statement and prospectus and exercise the usual
standards of due diligence with respect thereto. Goldman, Sachs & Co. will act as a "qualified independent underwriter" within the
meaning of Rule 5121 in connection with this offering. Goldman, Sachs & Co. will not receive any additional fees for serving as a
qualified independent underwriter in this offering. We have agreed, subject to certain terms and conditions, to indemnify Goldman, Sachs
& Co. against certain liability incurred in connection with it acting as a qualified independent underwriter in this offering, including
liabilities under the Securities Act. Guggenheim Securities, LLC will not confirm sales to accounts in which it exercises discretionary
authority without the prior written consent of the customer.
The shares may be sold in Canada only to purchasers purchasing, or deemed to be purchasing, as principal that are accredited
investors, as defined in National Instrument 45-106 Prospectus Exemptions or subsection 73.3(1) of the Securities Act (Ontario), and are
permitted clients, as defined in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant
Obligations. Any resale of the shares must be made in accordance with an exemption from, or in a transaction not subject to, the
prospectus requirements of applicable securities laws.
Securities legislation in certain provinces or territories of Canada may provide a purchaser with remedies for rescission or
damages if this prospectus (including any amendment thereto) contains a misrepresentation, provided that the remedies for rescission or
damages are exercised by the purchaser within the time limit prescribed by the securities legislation of the purchaser's province or
territory. The purchaser should refer to any applicable provisions of the securities legislation of the purchaser's province or territory for
particulars of these rights or consult with a legal advisor.
Pursuant to section 3A.3 of National Instrument 33-105 Underwriting Conflicts (NI 33-105), the underwriters are not required to
comply with the disclosure requirements of NI 33-105 regarding underwriter conflicts of interest in connection with this offering.
In relation to each Member State of the European Economic Area which has implemented the Prospectus Directive (each, a
Relevant Member State"), each underwriter has represented and agreed that with effect from and including the date on which the
Prospectus Directive is implemented in that Relevant Member State (the Relevant Implementation Date") it has not made and will not
make an offer of shares to the public in that Relevant Member State prior to the publication of a prospectus in relation to the shares
which has been approved by the competent authority in that Relevant Member State or, where appropriate, approved in another
Relevant Member State and notified to the competent authority in that Relevant Member State, all in accordance with the Prospectus
Directive, except that it may, with effect from and including the Relevant Implementation Date, make an offer of shares to the public in
that Relevant Member State at any time:
(a) to legal entities which are authorised or regulated to operate in the financial markets or, if not so authorised or regulated, whose
corporate purpose is solely to invest in securities;
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edgar data' 1646972 000119312515335826'd900395ds Itt.htm110 14'2015 9:03:02 AM1
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0081744
CONFIDENTIAL SDNY_GM_00227928
EFTA01382401
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