EFTA01359019.pdf

From: Vijay-A Sawant Sent: Tuesday, July 10, 2018 9:01 PM To: Vinita Advani < Subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP (I) Hi Vinita, For the below account (GCIS#547540), I have launched new KYC case#01963845 & RP's are listed in below email. From the previously approved case #01713689, I noticed that there are 62 Loan Guarantors added as RP's. Please note that in this LLC entity (relevant dots attached for reference), there are many non-managing members who all have equal ownership in the entity thus it is less than 10% (for this high risk entity). Please advise if the Loan Guarantor's should be added to the new case too? Regards, Vijay Sawant KVC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management From: Bradley Gillin Sent: Monday, July 09, 2018 8:47 PM To: Vijay-A Sawant Cc: Daphne Cales < Subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP ill Classification: For Internal use only Please launch — no material changes. Will reach out for CDD form. Thanks. Regards. Brad Bradley Gillin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047024 CONFIDENTIAL SDNY_GM_00193208 EFTA01359019