EFTA01356046.pdf

KYC flint Page 17 of 22 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): The initial funding in February 2013 was $1,000 from the sole shareholder of the sole managing member (Jeffrey Epstein). Please revert to Mr. Epstein's source of wealth for more details. Estimated gross receipts p.a.($): 2,000,000.00 Estimated net profit pa. ($): 1,500,000.00 Estimated investable assets (6): c S1 MM Potential Amount to be invested with PWM ($): 300,000.00 Other Known Financial Institutions: Institution: DB Country: USA Est. Assets Under Mgt: I 000 000 00 Institution: Country Est. Assets Under Mgt: Institution Country Est. Assets Under Mgt One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) -scat Entity Name: Southern Trust Company, Inc. 0 Foundation/Association 0 Trutt ®Company Private Investment C Type of Entity: Purpose of Entity: Philanthropic/Charitable EI: • Estate 0 Partnership Commercial Type of Entity Other Purpose of Entity (specify): Other (specify): Date of Country of US Virgin I Sands II:18 201 1 incorporat or incorporationrregistration: registra:,o - Identified on Customer Profile 'lc Volcker Saws. VolOter s':ao Address (city, street. post 6100 Red Hook Quarter B3 00802 U S TIN; El N code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations include information about evocability,settlor and beneficiariesetc.: Jeffrey Epstein Is the sole shareholder of this corn pany. The signors on this account are Jeffrey Epstein, Harry Beller, Jeanne Brennan. and Darren I ndyke. Please indicate how ownership of the legal entity is reflected: 0 Special attention: Bearer Shares • Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of yes 0 No R goods or services)T: Describe Nature of Entity's Primary Business and Investment Activities Nature o' :-e ous -ess Consulting Services relying on Financial and Biomedical algorithms Southern Trust is a private consulting company that invests the assets of their clients arc https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?1id IN30000000D9Di&e... 1/11/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041469 CONFIDENTIAL SDNY GM 00187653 EFTA01356046