EFTA01493065.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 5/1/12 to 5/31/12 Trade Date Type Per Unit Rutted Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gainkoss Settled Sales/Maturities/Redemptions 5/22 Expired Option JPY PUT USD CALL FX EUROPEAN STYLE OPTION MAY (415,000,000.000) (26.500.00) (26,500.00) C 5/22 FIFO 22, 2012 © 83. EXPIRATION OF PURCHASED FX OPTION (ID: XJPYPB-AN-Z) Total Settled Sales/Maturities/Redemptions $4,406,682.78 ($4,325,933.08) S16,538.65 L $57,214.97 S $6,996.06 0 Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/25 Purchase ARES COMMERCIAL REAL ESTATE • 18.50 J.P. MORGAN 3,150.000 18.50 (58,275.00) * 5/1 SECURITIES LLC (ID: 04013V-10-8) 5/1 Purchase Option BRT CALL OPTION USD PUT OPTION STRIKE 140.00 250.000 800.00 (200,000.00) 5/3 EXPIRING 08/13/2012250,000 BARRELS PURCHASE OTC CALL (ID: OTCBDC-JZ-N) 5/1 Write Option SRI PUT OPTION USD CALL OPTION STRIKE 100.00 (250.000) 1,090.00 272,500.00 5/3 EXPIRING 08/1312012 250,000 BARRELS WRITTEN OTC PUT (ID: OTCBDP-JN-G) 511 Purchase LPL INVESTMENT HOLDINGS INC Q 34.50 J.P. MORGAN 3,600.000 34.50 (124,200.00) 5/7 SECURITIES LLC (ID: 50213H-10-0) 5/3 Purchase NAVIOS MARITIME PARTNERS LPG 15.68 J.P. MORGAN 3,000.000 15.68 (47,040.00) 5/8 SECURITIES LLC (ID: Y62267-10-2) 5/3 Purchase CARLYLE GROUP/THE @ 22.00 J.P. MORGAN 5,000.000 22.00 (110,000.00) 5/8 SECURITIES LLC (ID: 14309L-10-2) 5/3 Purchase PACIFIC COAST OIL TRUST @ 20.00 J.P. MORGAN 45.000.000 20.00 (900,000.00) 5/8 SECURITIES LLC (ID: 694103-10-2) JP Morgan Account )A23560001 Page 23 of 25 Consolidated Statement Page 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00015892 Chase CONFIDENTIAL SDNY_GM_00285090 EFTA01493065