EFTA01387638.pdf

From: Martin Zeman Sent: 10/24/2017 10:07:40 AM To: Paul Barrett CC: Stewart Oldficld Subject: FW: ICI RE: Southern Financial LLC Amendment[C] Attachments: Southern Financial LLC - Amendment - DB Executed - 10.23.17.pdf Paul, Please see attached a signed copy by DB. Unfortunately, Jeffrey will have to sign it again, because in Section (e) of the Amendment (Resolution Stays) you had a choice between two options in the original document to make and you didn't make any choice. We went ahead and updated it to elect the first option out of the previous two choices. Can you please confirm with Darren that he is fine with that and have Jeffrey sign it again? Thanks, Martin Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Securities Inc 345 Park Avenue. 10154.0004 New York. NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of, and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of 08S1 or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential andpersonal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part ofDB81 or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090675 CONFIDENTIAL SDNY_GM_00236859 EFTA01387638