EFTA01460719.pdf

r Diego Galan—04/29/2014 09:41:13 AM—Classification: Confidential Caroline. Michele will be discussing some WM Americas relationships on From: To: Cc: Date: 04/29/2014 09:41 AM Subject: Platinum Client reviews with NW on Friday May 9th 10-I I:30am ICI Classification: Confidential Caroline, Michele will be discussing some WM Americas relationships on Friday May 9th (10-11:30am): we are working with the Bankers / CAs to develop a few pages showing the existing business with the client and key opportunities. The presentation will be led by the Banker / CA. and meeting participants will include: Michele. Chip. Haig. Saimaa Karim Barrada, and you (and any specific product person if needed). The goal of the meeting is to identify / discuss key opportunities and seek for Michele's help if needed. Could you please let me know if you have recently been in conversations with the Bankers / CAs for the relationships below to be covered: - Kaiser (M. McCarthy) - Santo Domingo (Roberto Mendoza) - Arnold (Fink / Germain) - Stemlicht (S. Dhody) 1will share the client review document sometime this week to get your thoughts. Thanks. Diego Diego Galan Head of Strategy Wealth Management Americas DB Securities Inc 345 P rk Av n re 1 I - 4 New York. NY. USA Tel Mobil Email Assistant. LadieVVhdaker +1(212)454-2392 Pan-itn4-er ?cepa-rot CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122170 CONFIDENTIAL SONY GM_00268354 EFTA01460719