EFTA01574544.pdf

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL IRA Asset Account JPMorgan Private Bank Team Mary Casey Francisco Villacis Amy Webb Online access Banker Client Service Team Client Service Team www.MorganOnline.com Table of Contents Account Summary Holdings Cash and Short Term Portfolio Activity 4 5 Please consult "Important Information About Your Statement" in the back of your statement for more information on ARS. You should contact your JPMorgan representative if you need help identifying which, if any, of the securities listed on your statement are ARS. ENHANCED PORTFOLIO ACTIVITY SECTION You'll find that the redesigned portfolio activity section is: portfolio activity summary has been Simpler - reorganized and presented so you can quickly find the information you're looking for More informative - More flexible - portfolio activity detail includes a more comprehensive view of all your transactions you now have the option to view transactions sorted by category. To request this option, or for questions, contact your Client Service team. Page 2 Client News CLIENTS WITH AUCTION RATE SECURITIES (ARS) ACCT. For the Period 6/1/08 to 6/30/08 GHISLAINE MAXWELL C/O NEW YORK STRATEGY GROUP NEW YORK, NY 10022 Page 1 of 7 EFTA01574544 GHISLAINE MAXWELL IRA ACCT. For the Period 6/1/08 to 6/30/08 Account Summary Asset Allocation Cash & Short Term Market Value Accruals Market Value with Accruals Beginning Ending Market Value 30,692.96 $30,692.96 18.66 $30,711.62 Market Value 30,711.62 $30,711.62 35.02 $30,746.64 Current Portfolio Activity Beginning Market Value Contributions Net Contributions/Withdrawals Income & Distributions Ending Market Value Accruals Market Value with Accruals $0.00 18.66 $30,711.62 35.02 $30,746.64 Period Value 30,692.96 Year-to-Date Value 0.00 30,692.96 $30,692.96 18.66 $30,711.62 35.02 $30,746.64 Change In Value 18.66 $18.66 16.36 $35.02 Estimated 384.48 Current Annual Income Allocation 100% 100% Page 2 of 7 EFTA01574545 GHISLAINE MAXWELL IRA ACCT. For the Period 6/1/08 to 6/30/08 Account Summary Tax Summary Interest Income Taxable Income CONTINUED Current Period Value 18.66 $18.66 Year-to-Date Value 18.66 $18.66 Page 3 of 7 EFTA01574546 GHISLAINE MAXWELL IRA ACCT. For the Period 6/1/08 to 6/30/08 Cash & Short Term Summary Beginning Asset Categories Cash Market Value 30,692.96 Ending Market Value 30,711.62 Change In Value 18.66 Current Allocation 100% Current Market Value/Cost Market Value Tax Cost Estimated Annual Income Accrued Interest Yield Period Value 30,711.62 30,711.62 384.48 35.02 1.40% Cash & Short Term Detail Quantity Cash US DOLLAR 30,711.62 1.00 30,711.62 30,711.62 384.48 35.02 1.40% Price Market Value Tax Cost Adjusted Original Estimated Unrealized Gain/Loss Annual Income Accrued Interest Yield Page 4 of 7 EFTA01574547 GHISLAINE MAXWELL IRA ACCT. For the Period 6/1/08 to 6/30/08 Portfolio Activity Summary Beginning Cash Balance Transactions Income INFLOWS 18.66 Contributions Total Inflows Ending Cash Balance $18.66 $30,711.62 * Year to date information is calculated on a calendar year basis. 18.66 30,692.96 $30,711.62 -Current Period Value 30,692.96 Year-To-Date Value* -Portfolio Activity Detail INFLOWS & OUTFLOWS Settlement Date 6/2 Type Interest Income Description DEPOSIT SWEEP INTEREST FOR MAY @ 1.39% RATE ON NET AVG COLLECTED BALANCE OF $15,838.84 AS OF 06/01/08 Quantity Per Unit Amount Amount 18.66 Page 5 of 7 EFTA01574548 GHISLAINE MAXWELL IRA ACCT. For the Period 6/1/08 to 6/30/08 In Case of Errors or Questions About Your Electronic Transfers. Contact yourMorgan Teamat one ofthe telephonenumbers on the front of this statem ent or write us at 500 Stanton ChristianaRoad, 1/OPS, Newark,DE19713-2107 as soo n as you can, if you think yourstatement is wrong or if you needmore information about a transfer on the statement. We must hearfrom you no laterthan 60 days afterwe sent you the FIRSTstatement on which the erroror problem appeared. (1) Tellus yourname and a ccount number. (2) Describethe erroror the transferyou are unsure about, and exp lainas clearly as you can why you believe it is in erroror why you need more information. (3) tell us the dollaramount of the suspected error. Ifyou contact us orally, you must s end us your complaint or question in writing within 10 business days in order to preserveyour rights. We will investigateyourcomplaint and will correct any errorpromptly. Ifwe take more than 10 business days to do this (20 days for purchases using yourdebit card or for internationaltransactions),we will credit youraccount for the amount you think i s in error, so that you will have the use ofmoneyduring the time it takes us to complete our investigation. In case of errors or questions about your statement, including your line of cred it. If you think that your statement is incorrect or if you need more information ab out a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the errorand send it to: JPMorga n Private Bank, 500 Stanton ChristianaRoad, 1/OPS3, Newark,DE19713-2107. We must hearfrom you no laterthan 6 0 days afterthe statement on which the erroror problem appearedis sent. You can contact yourclient servicespecialistbut doing so will not preserveyour rights. Pleasereviewyouraccount statement and promptly report anyinaccuracyor discrepanc yincluding possible unauthorizedtrading activity, unrecordeddividendpayments, an d unaccountedcash positions in writing. Any oral communication should be re-conf irmedin writing to furtherprotect yourrights, including yourrights underthe Securities InvestorProt ection Act (SIPA). Ifyou haveanyquestions pleasecontact yourJPMSI Account Repres entativeor JPMSI ComplianceDepartmentat (212)483-2323. In your letter, please provide the following information: (1) your name and acco unt number; (2) the dollaramount of the suspected error; and (3) a description o f the errorand explanation, if you can, why you believethere is an error. Ifyou need more information, you must describe the item you are unsure about. Important Information about Pricing and Valuations Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein has been obtained from sources that the Bank believesto be reliableand is furnished for the exclusiveuse of th e client. The Bank makes no representation,warrantyor guarantee,expressor implied, that anyquoted valuerepre sentsthe actual terms at which transactions or securities could be bought or sol d or new transactions could be enteredinto, or the actual terms on which existin g transactions or securities could be liquidated. The current price is the valueofthe financialasset share, unit or contract as pr iced at the close of the marketon the last dayofthe statement periodor the last availableprice. All valuesprovidedfor structured yielddeposits (forexample,JPMorgan London Time Deposits) reflectthe originaldeposit amount only. The current valuefor RealEstate, Minerallnterestsand MiscellaneousAssets maynot reflectthe most current valueof the asset. Valuations of over-the-counterderivativetransactions, including certain derivati ves-relateddeposit products, have been preparedon a mid-market basis. These valu ations are indicative values as of the close of business of the date of this sta tement and, except as otherwise agreedin writing, these valuationsdo not representthe actual terms at which tran EFTA01574549 sactions or securities could be bought or sold or new transactions could be ente redinto, or the actual terms on which existing transactions or securities could be liquidatedas of the date of this statement. We do not warrant their completeness or accuracy. These valuationsare derivedfrom proprietarymodels basedupon well-recognizedfinancialprinciples and we have, when necessaryto calculate the present valueof future cash flows, made reasonable estimates about relevantfuture market conditions. Valuations based on other models or diff erent assumptions may yield different results. Morgan expresslydisclaims any res ponsibility for (1) the accuracyof the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3)anyuses to which the valuationsare put. Valuationsare providedfor information purposes only and a re intendedsolelyfor yourown use. Pleasereferto the trade confirmation for detai is ofeach transaction. At yourrequest, assets maybe reflectedhereineventhough they are held by a third partyunaffiliatedwith JPMorgan. In such case, unless JPMorgan otherwise agrees,J PMorgan has no responsibilityfor the verification,valuation, safekeepingor manag ementofthose assets. Pleasereviewyourstatement promptly and report anydiscrepanciesimmediatelyto an a ccount officerwhose name appearson the contact page of this statement. Important Information about Auction Rate Securities (ARS) ARS are debt or preferred securities with an interest or dividendrate reset peri odically in an auction. Although there maybe daily, weekly and monthly resets, t here is no guarantee that there will be liquidity. Ifthere are not enough bids a t an auction to redeem the securities available for sale, the result may be a failedauction. In a failedauction, there is no assurance that a secondarymarket will develop or that the security will t rade at par or any other price reflected on statements. Accordingly, investors s hould not relyon pricing information appearing in theirstatements with respect to ARS. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., w hich is an affiliate of JPMorgan Chase Bank, N.A. JPMorgan Chase Bank, N.A. and its affiliates receive compensation from JPMorgan Funds for providing services. American Century InvestmentServices, Inc. is the distributor of the AmericanCenturyFunds. America nCenturyInvestmentManagementlnc. servesas investment advisorto its respectivefun d familyand receivescompensation from that fund familyfor providing investment a dvisoryand other services. JPMSI is the custodian of listed options and most mutual funds, including third partymutual funds, purchasedthrough JPMSI. Page 6 of 7 EFTA01574550 GHISLAINE MAXWELL IRA ACCT. For the Period 6/1/08 to 6/30/08 You should have receivedseparateJPMSI confirmations for each securities transact ion. All transactions are subject to the terms and conditions stated on the reve rseside of such confirmations and are subject to the constitution, by-laws, cust oms and interpretationsof the marketplacewhere executedand governedby and construed in accordance with the law s of the State of New Yorkand all applicablefederallaws and regulations. Further information with respect to commissions and other charges relatedto the executio n of transactions, including options transactions, has been included in confirmations that were pre viouslyfurnishedto you. Upon written request, JPMSI will promptly supply you wit h the latest such information. Shareholdersof certain JPM Funds are chargeda redemption fee equalto 2% of the p roceeds if they exchangeor redeemshares ofsuch funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicableFund . Pleaseconsult your JPMorgan representativefora list of the JPM Funds that impose redemption fees. JPMSI is a memberof the Securities InvestorProtection Corporation ("SIPC"),a not -for-profit membership corporation funded by broker-dealers registeredwith the S ecurities and ExchangeCommission. Securities and cash held for a customer at JPM SI are protected by SIPC up to $500,000 per customer, which includes up to $100,000 of protection fo r cash. SIPC does not protect against losses from fluctuations in the value of t he securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank")a re not subject to SIPC. Youmay obtain information about SIPC, including the SIPCBrochure, on theirwebsit e, at "www.sipc.org" or by contacting them at (202)371-8300. J.P. Morgan Securities Inc., JPMorgan Chase Bank, N.A. or their affiliates(the " Morgan Companies")mayprovide administrative,custodial, sales, distribution or sh areholderservicesto JPMorgan Funds, AmericanCenturyFunds, or funds established, sponsored, advised, or managedby third parties, and the Morgan Companiesmaybe compensatedfor such servi ces. JPMorgan Private Bank is the marketing name for the private banking business con ducted by J.P.Morgan Chase & Co. through its subsidiaries worldwide, including J PMorgan Chase Bank, N.A., J.P. Morgan Trust Company, N.A. and J.P. Morgan Securi ties Inc. Page 7 of 7 EFTA01574551 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01574552