EFTA01480783.pdf

Ticket* 105258633 Account* Initiated Date 07/1312013 07722 AM Client Name LEPERS. INC. Account Tale Initiator JUSTIN D NELSON ECI Account Type Initiating Team PS FRONT OFFICE LOB PB Verify & Confirm for JEEPERS, INC. Final Risk Rating Koh Initial Risk Rating Kg', GCS Report Requested Fun Presence of Potential High Risk No Indicators Reason for Adjustment Derogatory information - Jeffrey Epstein personaly is nagged as High Risk due to felony conviction. Comments Summary of Risk Attributes Please summarize any material changes No changes on activity at this time which have occurred with the client within the past 12 months: Risk Updated History Creation Entered by Updated Previous Comment Date Risk Risk GCS Grid Search Type Security Service Details Further Review Required Company Information No records found. No Corporate Records No records found. No Other Database Searches Information confirmed: details included in Yes (RDCAUS/Factiva) the attachment. Internal Database Search (CSSS/FPS) • internal database search revealed prior Yes GSSI research for Jeffrey Edward Epstein and the following derogatory information was reported- Several newspaper articles were found that detail the indictment of Jeffrey Epsten in Florida on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agenaes investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage gets Jeffrey Epstein it: required to register as a sox offender. Jeffrey Epstein has settled a dozen crvi lawsuits out of court from NS victims regarding solicitation for an undisclosed amount. State Court Searches No records found. No Federal Court Searches No records found. No Personal Particulars No records found. No Publications Nothing derogatory found. No Regulatory Sanctions No records found. No OFAC.Control List Search A search of OFAC did not reveal any No matches. Negative or Inconsistent Information Yes GCS Red Dot Has this been Identified as Red Dot KYC? No N !ative Information Found Yes Banker Attestation Details You are about to approve a high risk client Have you Yes included sufficient information to satisfy High Risk Enhanced Due Diligence regulatory requirements (Section 312 of the USA Patriot Act ? As the client sponsor, I understand that 1 am primarily Yes responsible for protecting the firm's reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a I- • atire • ulat• stand • • int. Confidential Treatment Requested by JPM-SDNY-00003005 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272203 EFTA01480783