EFTA01384269.pdf

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1, 2019 - January 31, 2019 SOUTHERN TRUST COM PA NY INC Portfolio Holdings Disclosures (continued) Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. M essages Important Reminder for Pershing's 2018 IRSForm 1099 (8, DIV, INT, M ISC and 0lD): As a reminder, by February 15, 2019, you will be mailed either your Form 1099 or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if we have not received and processed final information from issuers and trustees of securities you hold by the as of date of the February 15 1099 mailing. You will also be sent the notice if your information is still being reviewed and finalized. The notice will inform you of the securities that are pending final reporting and provides the anticipated mail date of your 1099. Your 1099 will be mailed no later than M arch 15, 2019. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Acti‘ ity Summary ,A;ta...uu•., 2. are '•1 crams This Period DeblteThIsPetiod Net IblePeiltul CtritileYem4o-Date Debitsast4e-Dele Net Yeet-to-Date Dividends and Interest $34,961.23 $0.00 $34,961.23 934,961.23 10.00 $34,961.23 Cash Withdrawals 0.00 4,000,000.00 4,000,000.00 0.00 4,000,000.00 -4,009,000.00 Total Cash 90.00 44.000.000.00 44,000,000.00 $0.00 44.000.000.00 44.000.000.00 Totals S34.951 23 44 000 000 00 43,965,038.77 934,961.23 44 000 000 00 43 965 038.77 Page5ofS Account Number Rated Ewefiere MISR through Penabos UM. • wholly awed Go paperless Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 subtle:run of The Bakal Ni. Yort Make Comeration (WY Mellen) mx04.0in t.tetivrwf EXCELLENCE PCISrat LLC. motto( AURA. NYSE Silt CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084366 CONFIDENTIAL SDNY_GM_00230550 EFTA01384269