EFTA01454986.pdf

e an 04 Aug 2014 SOUTHERN FINAN Page 2 0( 2 Request 182298 As of 04 Aug 14 Deutire Bat AG SOUTHERN FINANCIAL, LLC At • OP0ans Settlement Not.CCy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style PuV Call Strike Price MTM(USO) SOUTHERN F)£uroCpl 21-Nar-2013 20.Nov.2014 25-Nov-2014 (1.000.000.00) USD 101.030.000 SY SHORT ELRCPEAN CALL 101.0003 :21 :?:S:i 33! FittANCIAL.LLC SOUTHERN EXOneSarOneT 2144w-2013 20-Nov-2014 25-Nov-2014 f21.00300) USD 0 PY LONG EUROPEAN 0.000D 6.22896 FINANCIAL, LLC ou:hCpt SOUTHERN EXOneSerOneT 21-Nar-2013 20-Nov.2014 25-Nov.2014 (21,00(1 CO) USD 0 JPY LONG EUROPEAN 0.000D 4,09163 FINANCIAL, LLC outhOpt SOUTHERN FXOnet3anOneT 21-Ncw-2013 20-Nov.2014 25-Nov.2014 al.13130 CO) USD 0 .PY LOAC EURCPEAN 0.0030 2,688.08 FINANCIAL. 11.0 =Kip! SOUTHERN FrEuro0pt 06-Jun-2014 08Sep-2014 10-Sep2014 10.000.000.00 EUR (13.450.000 00) USD SHORT EURCPEAN PUT 1.3450 (89.754133) FINANCIAL, 11.0 SOUTHERN FEuruCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10000000.00 EUR (13.800)X0.00) LED LONG EUROPEAN CALL 1.3800 1.71061 FittANCLAL.LLC Subtotal: i:c6 .115 16: Total: (96.415.16) Statement ID : 182298_20140804_20140805_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113491 CONFIDENTIAL SDNY_GM_00259675 EFTA01454986