EFTA01384099.pdf

KYC Print Page 13 of 15 ,. Does the client or related party have any financial or other association / interactions ''' within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? F Yes F No H. Does the client or related party have any financial or other association/ interactions within high risk countries? F Yes F No I. Corporate Documentation Attached (Legal Entities Only) F Yes F No F Not Applicable 3. Undisclosed Principal Form Complete (Intermediaries Only) r yes F No F Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: https://nail.salesforce.corn/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084105 CONFIDENTIAL SDNY_GM_00230289 EFTA01384099