EFTA01392694.pdf

my; and J l' -alion Information t Apple ///0/20,Q nrACille4kCein5r " LI*5-11/4'in Name of Account Joint Applicant (last I or Business Bast name. first name. middle Social Number or Taxpayer.IO Number - fin Social Seamy Number a Taxpayer ID Number to,4 oirit Address _PP"' rek 5-7c- -Cfc'e-vitvt-ii-tte- City, State a Zip Code' Address City, State and Zip Code Home Telephone Number Business Telephone Number Business Telephone Number Date of Birth Date of Birth Name of Employer Name of Employer Address Address Not applicable City. State and Zip Code Cory, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires ell financial institutions to obtain, verify. and record information that identifies each person who establishes an account. investment or other business relationship with a financial institution. This moans that we will ask for your name. address. and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). • 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and thew clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of DeuSche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its solo discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation tb execute your Verbal Instructions to transfer funds or securities to any account(sl without written instructions bearing your origioal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of eaeh owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a lodgment ontered against, or other valid debt incurred by. any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) aher the death of any owner(s) end may treat the account as the sole property of the survivals) after the death of any owner(sl. Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, OB1CA shall ndt be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. Alter the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 ISAwie0101 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097957 CONFIDENTIAL SDNY_GM_00244141 EFTA01392694